Nasdaq ‘Threshold’ Securities for Sept. 30

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                        24
AUNFF   AURCANA CORP                                          22
BIOD    BIODEL INC COM STK (DE)                                3
BLOAQ   BLOCKBUSTER INC CL-A                                 119
BSKSD   BLUESKY SYS HLDGS INC COM NEW                          5
CRGC    CONTINENTAL RESOURCES GROUP, I                         4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
CSRE    CSR PLC SPON ADR (UK)                                  6
CTE     SINOTECH ENERGY LTD ADS                               23
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         6
EGDFF   ENERGOLD DRILLING CORP (CDA)                           1
HRBN    HARBIN ELEC INC                                       82
JVA     COFFEE HOLDING CO., INC.                               3
LGCUF   LUNA GOLD CORP                                         2
MEMI    MIRACLE ENTERTAINMENT INC                             33
MVIS    MICROVISION INC (WASH)                                 4
PBSK    POAGE BANKSHARES INC COM                               7
PLPE    PEOPLESTRING CORPORATION COM                           3
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         28
RVUE    RVUE HLDGS INC COM STK (NV)                           18
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         14
SBGSY   Schneider Electric Sa Unsponso                         4
SMXI    SEBRING SOFTWARE, INC. COMMON                         11
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          17
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
TRMAQ   TRICO MARINE SERVICES INC NEW                         30
TZOO    TRAVELZOO INC                                         15
VCSH    VANGUARD SHT-TERM CORP BD ETF                         39
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         34
VXUS    VANGUARD STAR FD VANGUARD TOTA                        37
YRCW    YRC WORLDWIDE INC                                     63
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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