Nasdaq ‘Threshold’ Securities for Sept. 29

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                        23
AUNFF   AURCANA CORP                                          21
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         6
BIOD    BIODEL INC COM STK (DE)                                2
BLOAQ   BLOCKBUSTER INC CL-A                                 118
BSKSD   BLUESKY SYS HLDGS INC COM NEW                          4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
CRGC    CONTINENTAL RESOURCES GROUP, I                         3
CSRE    CSR PLC SPON ADR (UK)                                  5
CTE     SINOTECH ENERGY LTD ADS                               22
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         5
HRBN    HARBIN ELEC INC                                       81
JVA     COFFEE HOLDING CO., INC.                               2
LGCUF   LUNA GOLD CORP                                         1
MEMI    MIRACLE ENTERTAINMENT INC                             32
MSEH    MESA ENERGY HLDGS INC COM STK                          5
MVIS    MICROVISION INC (WASH)                                 3
PBSK    POAGE BANKSHARES INC COM                               6
PLPE    PEOPLESTRING CORPORATION COM                           2
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         27
RVUE    RVUE HLDGS INC COM STK (NV)                           17
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         13
SBGSY   Schneider Electric Sa Unsponso                         3
SMXI    SEBRING SOFTWARE, INC. COMMON                         10
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          16
TRMAQ   TRICO MARINE SERVICES INC NEW                         29
TZOO    TRAVELZOO INC                                         14
VCRT    VICOR TECHNOLOGIES INC NEW COM                        27
VCSH    VANGUARD SHT-TERM CORP BD ETF                         38
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         33
VXUS    VANGUARD STAR FD VANGUARD TOTA                        36
YRCW    YRC WORLDWIDE INC                                     62
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.