Nasdaq ‘Threshold’ Securities for Sept. 28

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARREF   AMERIGO RESOURCES LTD                                  6
ATTD    ATTITUDE DRINKS INC NEW COM ST                        22
AUNFF   AURCANA CORP                                          20
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         5
BIOD    BIODEL INC COM STK (DE)                                1
BLOAQ   BLOCKBUSTER INC CL-A                                 117
                                                Consecutive Days
Ticker  Security Name                                    on List
BSKSD   BLUESKY SYS HLDGS INC COM NEW                          3
CRGC    CONTINENTAL RESOURCES GROUP, I                         2
CSRE    CSR PLC SPON ADR (UK)                                  4
CTE     SINOTECH ENERGY LTD ADS                               21
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         4
HRBN    HARBIN ELEC INC                                       80
JVA     COFFEE HOLDING CO., INC.                               1
MEMI    MIRACLE ENTERTAINMENT INC                             31
MSEH    MESA ENERGY HLDGS INC COM STK                          4
MVIS    MICROVISION INC (WASH)                                 2
PBSK    POAGE BANKSHARES INC COM                               5
PLPE    PEOPLESTRING CORPORATION COM                           1
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         26
RVUE    RVUE HLDGS INC COM STK (NV)                           16
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         12
SBGSY   Schneider Electric Sa Unsponso                         2
SMXI    SEBRING SOFTWARE, INC. COMMON                          9
                                                Consecutive Days
Ticker  Security Name                                    on List
SNOFF   SINA-FOREST CORP SUB VTG(F)                           45
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          15
TRMAQ   TRICO MARINE SERVICES INC NEW                         28
TZOO    TRAVELZOO INC                                         13
VCRT    VICOR TECHNOLOGIES INC NEW COM                        26
VCSH    VANGUARD SHT-TERM CORP BD ETF                         37
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         32
VXUS    VANGUARD STAR FD VANGUARD TOTA                        35
YRCW    YRC WORLDWIDE INC                                     61
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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