Nasdaq ‘Threshold’ Securities for Sept. 27

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARREF   AMERIGO RESOURCES LTD                                  5
ATTD    ATTITUDE DRINKS INC NEW COM ST                        21
AUNFF   AURCANA CORP                                          19
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         4
BLOAQ   BLOCKBUSTER INC CL-A                                 116
BSKSD   BLUESKY SYS HLDGS INC COM NEW                          2
                                                Consecutive Days
Ticker  Security Name                                    on List
CRGC    CONTINENTAL RESOURCES GROUP, I                         1
CSRE    CSR PLC SPON ADR (UK)                                  3
CTE     SINOTECH ENERGY LTD ADS                               20
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         3
EMBA    EMAMBA INTERNATIONAL CORP. COM                        11
FCHI    ISHARES FTSE CHINA (HK LISTED)                         8
HRBN    HARBIN ELEC INC                                       79
LRLCY   L’OREAL CO ADR                                         6
MEMI    MIRACLE ENTERTAINMENT INC                             30
MSEH    MESA ENERGY HLDGS INC COM STK                          3
MVIS    MICROVISION INC (WASH)                                 1
PBSK    POAGE BANKSHARES INC COM                               4
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         25
RELM    RELM HOLDINGS INC. COM                                 5
RVUE    RVUE HLDGS INC COM STK (NV)                           15
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         11
SBGSY   Schneider Electric Sa Unsponso                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
SMXI    SEBRING SOFTWARE, INC. COMMON                          8
SNOFF   SINA-FOREST CORP SUB VTG(F)                           44
SNWT    SAN WEST, INC. COMMON STOCK (C                         3
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          14
TRMAQ   TRICO MARINE SERVICES INC NEW                         27
TZOO    TRAVELZOO INC                                         12
VCRT    VICOR TECHNOLOGIES INC NEW COM                        25
VCSH    VANGUARD SHT-TERM CORP BD ETF                         36
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         31
VSUL    Visualant, Incorporated Common                         6
VXUS    VANGUARD STAR FD VANGUARD TOTA                        34
YRCW    YRC WORLDWIDE INC                                     60
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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