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Citic Securities Sale Said to Raise $1.7 Billion, Less Than Maximum Sought

Citic Securities Co. raised HK$13.2 billion ($1.7 billion) in Hong Kong’s biggest public stock offering in more than three months, two people with knowledge of the matter said.

China’s biggest brokerage by market value sold 995.3 million shares at HK$13.30 apiece, said the people, who declined to be identified because no announcement has been made. The stock was initially offered at HK$12.84 to HK$15.20 before banks managing the sale raised the low end of the range to HK$13.30, they said.

Citic Securities’ sale is the biggest in Hong Kong since Italian fashion retailer Prada SpA raised $2.5 billion in June. The benchmark Hang Seng Index is down 20 percent since June and the value of initial public offerings in the city has fallen by 64 percent from the previous quarter amid Europe’s escalating sovereign debt crisis.

“With a lot of uncertainties surrounding EU countries, investors are reluctant to put their money to work,” said Victoria Mio, a Hong Kong-based fund manager at Robeco, whose fund subscribed to the offering.

The final price is a 7.6 percent discount to Citic Securities price in Shanghai of 11.78 yuan, as of the 11:30 a.m. close of the morning session.

One-Off Case

The sale could prove a one-off case, Mio said. “They put money in this one because Citic is a leader in one of the growing brokerage markets where the capital market is continuing to open up.”

The final price values Citic Securities at 1.28 times estimated 2011 book value and 8.95 times forecast 2011 earnings, one of the people said. Sukyi Yau, a Hong Kong-based outside spokeswoman for Citic Securities, declined to comment on the final pricing.

Companies have raised $3.9 billion from IPOs in Hong Kong so far in the third quarter, down from $10.7 billion in the second quarter, data compiled by Bloomberg show. Citic Securities sale comes just days after XCMG Construction Machinery Co. scrapped plans for a $1.1 billion Hong Kong offering and rival construction equipment maker Sany Heavy Industry Co. delayed a $3.3 billion sale.

Singapore’s Temasek Holdings Pte and Kuwait Investment Authority are among so-called cornerstone investors who agreed to buy $850 million of Citic Securities shares, according to a prospectus released on Sept. 21. Cornerstone investors are guaranteed shares in the offering in return for a pledge not to sell their stock immediately.

To contact the reporter on this story: Fox Hu in Hong Kong at fhu7@bloomberg.net

To contact the editor responsible for this story: Philip Lagerkranser at lagerkranser@bloomberg.net

Enlarge image Citic Securities Said to Raise $1.7 Bln

Citic Securities Said to Raise $1.7 Bln

Citic Securities Said to Raise $1.7 Bln

Qilai Shen/Bloomberg

Citic Securities Co. raised about HK$13 billion ($1.7 billion) in a Hong Kong share sale, two people with knowledge of the matter said.

Citic Securities Co. raised about HK$13 billion ($1.7 billion) in a Hong Kong share sale, two people with knowledge of the matter said. Photographer: Qilai Shen/Bloomberg

Sept. 28 (Bloomberg) -- Philippe Espinasse, author and a former banker, talks about Citic Securities Co.'s planned Hong Kong share sale. Espinasse also discusses English soccer club Manchester United's plans to sell stock in Singapore, and the market for initial public offerings in Asia. He speaks in Hong Kong with Rishaad Salamat on Bloomberg Television's "On the Move Asia." (Source: Bloomberg)

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Personal Finance Best Sellers From Amazon

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Today’s national average mortgage rates. Rates may include points.
Type Today 1 Mo
30 Year Fixed Jumbo 4.00% 3.94%
30 Year Fixed 3.73% 3.50%
15 Year Fixed 2.85% 2.74%
10 Year Fixed 2.92% 3.00%
30 Year Fixed Refi 3.72% 3.49%
15 Year Fixed Refi 2.85% 2.71%
5/1 ARM 2.60% 2.62%
5/1 ARM Refi 2.61% 2.57%
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Source: Bankrate.com

Today’s average home equity rates nationwide.
Type Today 1 Mo
$30K HELOC 5.35% 5.24%
$50K HELOC 4.56% 4.53%
$75K HELOC 4.57% 4.53%
$100K HELOC 4.27% 4.21%
$30K Home Equity Loan 5.95% 6.06%
$50K Home Equity Loan 5.97% 6.02%
$75K Home Equity Loan 5.94% 5.99%
$100K Home Equity Loan 5.80% 5.84%
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Today’s average savings rates nationwide.
Type Today 1 Mo
5 Year CD 1.23% 1.21%
2 Year CD 0.70% 0.66%
1 Year CD 0.57% 0.52%
MMA $10K+ 0.47% 0.50%
MMA $50K+ 0.69% 0.70%
MMA Savings Jumbo 0.58% 0.60%
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Today’s average auto loan rates nationwide.
Type Today 1 Mo
60 Months Used Car 2.97% 3.19%
48 Months Used Car 2.92% 3.13%
36 Months Used Car 2.88% 2.96%
72 Months New Car 2.45% 2.96%
60 Months New Car 2.53% 2.67%
48 Months New Car 2.44% 2.58%
60 Months Auto Refi 4.15% 4.36%
36 Months Auto Refi 3.60% 3.76%
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Today’s average credit card rates nationwide.
Type Today 1 Mo
Standard Variable 14.12% 14.12%
Standard Fixed 13.23% 13.23%
Gold Variable 12.70% 12.70%
Gold Fixed 11.99% 11.99%
Platinum Variable 15.53% 15.57%
Platinum Fixed 12.70% 12.70%
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