Nasdaq ‘Threshold’ Securities for Sept. 26

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARREF   AMERIGO RESOURCES LTD                                  4
ATTD    ATTITUDE DRINKS INC NEW COM ST                        20
AUNFF   AURCANA CORP                                          18
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         3
BLOAQ   BLOCKBUSTER INC CL-A                                 115
BSKSD   BLUESKY SYS HLDGS INC COM NEW                          1
                                                Consecutive Days
Ticker  Security Name                                    on List
CSRE    CSR PLC SPON ADR (UK)                                  2
CTE     SINOTECH ENERGY LTD ADS                               19
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         2
EMBA    EMAMBA INTERNATIONAL CORP. COM                        10
FCHI    ISHARES FTSE CHINA (HK LISTED)                         7
HRBN    HARBIN ELEC INC                                       78
LRLCY   L’OREAL CO ADR                                         5
MEMI    MIRACLE ENTERTAINMENT INC                             29
MSEH    MESA ENERGY HLDGS INC COM STK                          2
PBSK    POAGE BANKSHARES INC COM                               3
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         24
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          6
RELM    RELM HOLDINGS INC. COM                                 4
RVUE    RVUE HLDGS INC COM STK (NV)                           14
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         10
SGAPY   Singapore Telecommunications L                         5
SMXI    SEBRING SOFTWARE, INC. COMMON                          7
                                                Consecutive Days
Ticker  Security Name                                    on List
SNOFF   SINA-FOREST CORP SUB VTG(F)                           43
SNWT    SAN WEST, INC. COMMON STOCK (C                         2
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          13
TRMAQ   TRICO MARINE SERVICES INC NEW                         26
TZOO    TRAVELZOO INC                                         11
VCIT    VANGUARD INTERMEDIATE-TERM COR                        33
VCRT    VICOR TECHNOLOGIES INC NEW COM                        24
VCSH    VANGUARD SHT-TERM CORP BD ETF                         35
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         30
VSUL    Visualant, Incorporated Common                         5
VXUS    VANGUARD STAR FD VANGUARD TOTA                        33
YRCW    YRC WORLDWIDE INC                                     59
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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