NYSE Alternext Short Interest as of Sept. 15

The following is a complete listing of short interest positions on the NYSE Alternext as of the Sept. 15 settlement date.



Ticker                                                              Avg. Daily  
Symbol   Company                          Sept. 15     Aug. 31       Volume 
=============================================================================
IF       ABER-INDONESI FU                  25,545        17,950       26,925
FAX      ABERDEEN ASIA-PA                 437,662       638,416      605,046
IAF      ABERDEEN AUST EQ                  25,190       108,898       65,847
CH       ABERDEEN CHILE F                  92,920        25,599       52,664
ETF      ABERDEEN EMERGIN                   5,120        10,975       11,997
FCO      ABERDEEN GLB INC                  34,706        56,689       29,114
ISL      ABERDEEN ISRAEL                    9,206           563        9,148
LAQ      ABERDEEN-LAT EQY                   4,733         1,921        9,821
AXK      ACCELR8 TECHNOLO                 251,740       292,168       22,166
ACU      ACME UNITED CORP                   3,270         2,565          809
AE       ADAMS RESOURCES                    2,193         1,834        2,798
ADK      ADCARE HEALTH SY                 101,932       131,294       39,590
AEN      ADEONA PHARMACEU                 366,907       453,365       75,440
API      ADV PHOTONIX-A                    64,347       102,811       25,436
ANX      ADVENTRX PHARMAC               1,784,834     1,512,000    1,726,942
ACY      AEROCENTURY CORP                   2,131         1,377        2,109
AIM      AEROSONIC CORP                     5,854         7,088        2,414
AXU      ALEXCO RESOURCE                2,061,690     1,958,895      486,443
ANV      ALLIED NEVADA GO               3,001,497     2,143,337      864,426
AAU      ALMADEN MINERALS                 522,732       588,346      199,245
APT      ALPHA PRO TECH                    37,787        38,583       39,831
DIT      AMCON DISTRIBUT                      659         1,002          392
ABL      AMER BILTRITE                      3,007         3,544          887
APP      AMERICAN APPAREL               5,297,279     5,286,636      128,466
EAG      AMERICAN DEFENSE                  67,661        65,469       20,769
ADGE     AMERICAN DG ENER                 192,207       264,358       26,667
ALN      AMERICAN LORAIN                   69,807        70,730       17,337
AMS      AMERICAN SHARED                    3,134         3,166        3,723
AQQ      AMERICAN SPECTRU                   1,931         1,338        1,760
ANO      ANOORAQ RESOURCE                 359,747       319,539       87,256
AIS      ANTARES PHARMA                 6,905,270     6,718,693      644,620
AXN      AOXING PHARMACEU                 296,627       299,885        6,322
AGX      ARGAN INC                        301,837       276,019       19,192
ARR/WS   ARMOUR RESIDENTI                 162,000       161,900       98,100
HRT      ARRHYTHMIA RESCH                  13,471        14,419        2,197
ATSC     ATS CORP                           5,162         3,482        5,912
AZC      AUGUSTA RES CORP               2,981,653     3,606,242      221,240
AZK      AURIZON MINES                    607,681       494,875      900,819
AWX      AVALON HLDGS-A                     3,930         3,460        3,607
AVL      AVALON RARE META               6,038,612     5,761,315      757,825
ASM      AVINO SILVER                       7,850         9,585       59,074
BHO      B & H OCEAN CAR                    1,600         2,001          672
BONE     BACTERIN INTERNA               1,009,238       916,564      112,522
BLD      BALDWIN TECH-A                    12,482        10,444       35,607
BTN      BALLANTYNE STRON                 224,412       232,195       75,697
BKJ      BANCORP OF NEW J                   1,332           892        1,793
BCV      BANCROFT FUND LT                   2,034         7,645        7,504
BNX      BANKS.COM INC                    116,034       121,810       53,340
BAA      BANRO CORP                       949,981       955,837      392,879
BHB      BAR HARBOR BNKSH                  24,304        24,355        4,520
BRN      BARNWELL INDS                      5,497         5,656        2,097
BTX      BIOTIME INC                    4,109,230     4,197,873      104,242
BMJ      BIRKS & MAYORS I                  12,402        12,624          552
BZM      BLACKROCK MD MUN                   1,131         4,943        1,035
BLE      BLACKROCK MUN 2                   46,103        68,701       43,755
BFY      BLACKROCK NEW YO                   4,153         2,076        7,261
RNJ      BLACKROCK NJ INV                     672         2,060        5,117
BLJ      BLACKROCK NJ MUN                     885           852        5,949
RNY      BLACKROCK NY INV                     850           850        2,478
BPS      BLACKROCK PA STR                   1,900           893        3,917
BHV      BLACKROCK VA MUN                     329           300        1,137
RFA      BLACKROCK-INV QU                   1,099         2,540          708
MZA      BLACKROCK-MUN AZ                   1,209         1,129       23,065
MVF      BLACKROCK-MUNIVE                  90,415        33,407       96,871
BDR      BLONDER TONGUE                     4,923         5,305        4,058
KAZ      BMB MUNAI INC                     89,826        85,095       57,091
BVX      BOVIE MEDICAL                     29,347        33,650        8,188
BWL/A    BOWL AMERICA -A                    1,024           840          195
BZC      BREEZE-EASTERN C                   5,914         3,979        3,131
BRD      BRIGUS GOLD CORP                 266,573       212,238      803,612
BTI      BRIT AMER TO-ADR                 249,333       219,016      263,855
CGL/A    CAGLE'S INC -A                     2,443         2,343        1,355
CAK      CAMAC ENERGY INC               4,007,623     4,064,736      204,718
CFW      CANO PETROLEUM I               2,054,343     2,045,702      283,010
CDY      CARDERO RES CORP                 204,427       163,611      120,422
CXM      CARDIUM THERAPEU                 918,944       941,850       89,463
ROX      CASTLE BRANDS IN                  29,239        37,109       40,715
CAW      CCA INDS INC                       3,591         3,088        2,048
CVM      CEL-SCI CORP                   8,398,561     8,748,629      212,434
CEF      CENTRAL FD CN-A                  334,940       387,421    2,400,087
GTU      CENTRAL GOLDTRUS                  17,747        58,826      108,559
CET      CENTRAL SECURITI                   2,611         2,512       18,067
CCF      CHASE CORP                       301,298       280,557       13,413
LNG      CHENIERE ENERGY               17,246,662    17,639,784    2,393,980
CQP      CHENIERE ENERGY                  239,837       254,115      239,852
CVR      CHICAGO RIVET                        405           388        1,335
CNAM     CHINA ARMCO META                 272,997       293,905       25,365
CBP      CHINA BOTANIC PH                   4,298         4,768       24,886
CHGS     CHINA GENGSHENG                  773,171       809,481       59,218
CMFO     CHINA MARINE FOO                 965,842       947,762       36,665
CNR      CHINA METRO-RURA                   3,562         4,292        5,422
NEP      CHINA NORTH EAST               1,170,141     1,261,957      319,306
CNGL     CHINA NUTRIFRUIT                   3,459         5,714       10,311
CPHI     CHINA PHARMA HOL                 539,220       655,293       37,453
SHZ      CHINA SHEN ZHOU                1,909,969     1,955,004      133,701
KUN      CHINA SHENGHUO P                  23,658        24,058        4,266
CRC      CHROMCRAFT REVIN                   3,450         4,106        4,609
MBA      CIBT EDUCATION G                   7,395         7,100        1,499
CKX      CKX LANDS INC                      1,307         1,656          199
GLA      CLARK HOLDINGS                    24,441        24,875       39,686
CGR      CLAUDE RESOURCES                 164,911       194,184      547,747
GLV      CLOUGH GLB ALLOC                  13,950        16,132       25,066
GLO      CLOUGH GLB OPPOR                  48,408        30,405      112,452
GLQ      CLOUGH-GLBL EQTY                  52,721        58,789       57,821
CRV      COAST DISTR SYS                    3,722         4,522          250
MOC      COMMAND SECURITY                   3,231         2,822       11,198
BTC      COMMUNITY BANKER                   5,956         8,206        5,957
CIX      COMPX INTL INC                    47,791        45,003        1,446
LODE     COMSTOCK MINING                  136,650       130,898      112,736
CONM     CONMED HEALTHCAR                  76,109        82,429       15,200
CTO      CONS TOMOKA LAND                 262,084       243,771       10,386
MCF      CONTANGO OIL & G               1,363,618     1,335,562      105,323
CUO      CONTL MATERIALS                    1,801         1,781          440
CMT      CORE MOLDING TEC                   6,005         5,844       40,366
CRMD     CORMEDIX INC                       1,950         2,085        3,166
CFP      CORNERSTONE PROG                 341,522       221,017      128,045
CLM      CORNERSTONE STRA                 440,796       417,993       42,127
CRF      CORNERSTONE TOTA                 258,781       246,693       31,140
COVR     COVER-ALL TECH                     4,186         8,159        9,450
CVU      CPI AEROSTRUCTUR                  37,133        37,215        8,256
CIK      CREDIT SUI INCOM                  80,497       145,290       92,938
EXE      CREXENDO INC                     143,050       150,606       51,842
CXZ      CROSSHAIR EXPLOR                 327,779       321,123      112,896
CRVP     CRYSTAL ROCK HOL                   8,913         9,690       34,771
DHY      CS HIGH YLD BD                    60,223        40,088      281,605
CTP      CTPARTNERS EXECU                   1,770         1,349       13,325
QBC      CUBIC ENERGY INC                 456,906       468,619      153,018
ATC      CYCLE COUNTRY AC                  14,746        13,847       15,648
DXR      DAXOR CORP                         6,619         6,133          759
DEJ      DEJOUR ENERGY IN                 510,682       558,728      209,043
VMM      DELAWARE I MN II                   6,767        13,983        7,395
VCF      DELAWARE IN CO M                   1,330           965        4,883
VFL      DELAWARE IN NATL                   6,336         7,096        9,866
DLA      DELTA APPAREL                    268,969       236,670       18,126
DNN      DENISON MINES CO               2,789,985     2,649,534    1,015,729
DGSE     DGSE COS INC                     107,093        90,013       17,085
DPW      DIGITAL POWER                      6,494         6,614        2,033
DSS      DOCUMENT SECURIT                 522,143       455,673       92,980
DRJ      DREAMS INC                        80,512        84,260       14,449
DMF      DREYFUS MUNI INC                  16,878        12,562       29,574
GRF      EAGLE CAPITAL                      2,052         2,852          526
EML      EASTERN CO                        41,685        41,640          775
ELC      EASTERN LIGHT CA                   1,585         1,441          110
CEV      EATON VAN CA MUN                   5,536        17,469        9,891
EVV      EATON VAN LTD DU                  54,278        47,512      196,368
MMV      EATON VAN MA MUN                   2,135         3,811        6,272
EMI      EATON VAN MI MUN                   1,568         1,632        1,860
EVJ      EATON VAN NJ MUN                   1,374         2,174        6,423
EVY      EATON VAN NY MUN                  13,452        20,088        7,892
EVO      EATON VAN OH MUN                     719           757        5,080
EVP      EATON VAN PA MUN                   1,429         1,211        2,596
EVM      EATON VAN-CAL MU                  18,897        27,364       32,554
EMJ      EATON VAN-I NJ                     1,198         1,262        4,457
MIW      EATON VAN-INS MI                   1,350         1,214          744
NYH      EATON VAN-NY II                    4,693         2,221        4,000
EIO      EATON VAN-OHIO                     1,913           529        2,733
EIP      EATON VAN-PA                         512           765        3,941
EIA      EATON VANCE CALI                   8,307         9,938        7,374
MAB      EATON VANCE MASS                   1,819         1,518        2,441
EIV      EATON VANCE MUNI                  42,777        47,429       15,996
EIM      EATON VANCE MUNI                  36,481        46,428      153,279
ENX      EATON VANCE NEW                   24,579        24,638       20,674
ELLI     ELLIE MAE INC                    326,029       454,496       70,751
ELLO     ELLOMAY CAPITAL                      801         2,860        2,956
ECF      ELLSWORTH FUND I                   3,271        16,707       18,666
EMAN     EMAGIN CORP                    1,336,004     1,259,860      142,575
MSN      EMERSON RADIO                     19,435        16,238       16,015
ESA/U    ENERGY SER-UNITS                   1,300         1,300          500
ESA/WS   ENERGY SERV-CW11                     100           100          950
ESA      ENERGY SERVICES                   33,648        33,395        7,105
EGX      ENGEX INC                          1,900         2,000          598
ENA      ENOVA SYSTEMS                      4,743         7,612        5,686
EGT      ENTERTAINMENT GA                  72,240        66,452       43,052
EGI      ENTREE GOLD INC                  316,993       337,323      131,240
EVI      ENVIROSTAR INC                     5,708         5,674        1,460
ESP      ESPEY MFG & ELEC                   1,093         1,800        1,554
EVBN     EVANS BANCORP                      3,211         2,532          869
EVK      EVER-GLORY INTER                   3,272         3,052        2,197
EPM      EVOLUTION PETROL                 830,373       731,301      161,272
XRA      EXETER RESOURCE                  431,754       323,455      761,773
XG       EXTORRE GOLD                     228,441       105,559      212,277
FPP      FIELDPOINT PET                     4,592         3,326        6,533
MXN      FIRST AMER MN II                   2,977         3,225        1,627
FEN      FIRST TR ENERGY                    7,509         9,591       47,591
FWV      FIRST WEST VA BC                     689           409          313
BDL      FLANIGAN'S ENTER                   3,091         2,412        1,095
FSI      FLEX SOLUTIONS I                   5,086         5,844       18,687
FFI      FORTUNE INDUSTR                    7,305         7,305       15,736
FSP      FRANKLIN STREET                5,213,510     5,056,050      420,263
FTF      FRANKLIN-LTD DUR                  55,244        13,710       87,064
FOH      FREDERICK'S OF H                   8,512         6,210        5,902
FRD      FRIEDMAN INDTRY                    9,794        11,245        9,940
FRS      FRISCH'S RESTAUR                  18,998        18,350        5,135
FLL      FULL HOUSE RESRT                 787,940       768,889       45,275
GLU      GABELLI-GL UT&IN                   3,931         2,596        7,634
GGN      GABELLI-GLD NA R                 189,126       118,814      320,323
EGAS     GAS NATURAL INC                    4,939         2,930       18,930
GSX      GASCO ENERGY INC               4,111,844     3,989,838      673,130
GST      GASTAR EXPLORATI               4,259,040     4,191,093      354,913
JOB      GEN EMPLOYMENT                    21,968        20,641       23,147
GMO      GENERAL MOLY INC               8,961,540     8,773,995      707,398
GGR      GEOGLOBAL RESOUR                 534,656       547,613       41,827
GOK      GEOKINETICS INC                  613,281       713,989      226,459
GPR      GEOPETRO RESOURC                  11,292        12,746        9,177
GSB      GLOBALSCAPE INC                    5,270         6,194       38,004
GRZ      GOLD RESERVE INC                  56,965        70,307       79,778
GORO     GOLD RESOURCE CO               5,520,389     5,383,613      272,465
AUMN     GOLDEN MINERALS                1,830,617       991,215      441,253
GSS      GOLDEN STAR RES               13,105,525    10,766,183    3,836,878
GV       GOLDFIELD CORP                    12,820        14,671       16,295
GRC      GORMAN-RUPP CO                   610,577       560,798       57,079
GHM      GRAHAM CORP                      437,437       399,227       46,549
GTE      GRAN TIERRA ENER               1,306,969     1,425,077      573,519
GBG      GREAT BASIN GOLD              13,771,148    13,465,632    2,355,531
GPL      GREAT PANTHER SI                 554,130       382,960    1,363,329
GRH      GREENHUNTER ENER                 104,402       131,788       51,373
SIM      GRUPO SIMEC-ADR                   47,202        44,223       11,767
GVP      GSE SYSTEMS INC                   37,418        25,077       20,858
AIP      HADERA PAPER LTD                     132           300          835
HWG      HALLWOOD GROUP                       743           477          596
HBP      HELIX BIOPHARMA                    2,700         2,000          620
HEB      HEMISPHERX BIOPH               1,824,077     1,584,488      215,332
HNB      HERALD NATIONAL                    3,801         3,906        4,645
HKN      HKN INC                            5,364         4,861        4,979
HMG      HMG COURTLAND                      2,182         2,082          330
HH       HOOPER HOLMES                     17,542        30,504       98,684
HUSA     HOUSTON AMERICAN               3,712,827     3,478,436      280,975
IBIO     IBIO INC                         668,815       748,754       16,490
IEC      IEC ELECTRONICS                   16,734        18,192       10,595
IG       IGI LABORATORIES                  24,829        26,118       10,971
IMH      IMPAC MTG HLDGS                  211,225       210,763       28,134
IMO      IMPERIAL OIL                   4,006,741     4,275,447      431,139
IOT      INCOME OPP RLTY                      806           806            0
IGC/U    INDIA GLOBALIZ-U                   3,400         3,400          150
IGC      INDIA GLOBALIZAT                  37,487        60,016       53,701
INFU     INFUSYSTEM HOLD                    6,219         6,449        9,363
INV      INNOVARO INC                     108,289       106,811        6,676
IHT      INNSUITES HOSPIT                   4,695         4,903        2,898
INO      INOVIO PHARMACEU                 765,187       758,817      256,250
IFMI     INSTITUTIONAL FI                 150,204       148,504       10,153
IDN      INTELLICHECK MOB                 238,534       237,809       12,168
INS      INTELLIGENT SYS                    4,579         7,721          449
THM      INTL TOWER HILL                  790,953       979,795      322,669
INUV     INUVO INC                          7,464        15,205       11,620
VMV      INVESCO VAK KAMP                   3,041         1,024        2,047
VKL      INVESCO VAN K SS                   1,522         1,220       19,953
VKI      INVESCO VK A MIT                  82,867        61,376       60,067
ICH      INVESTORS CAP                      5,923         5,736        3,921
IPT      IPARTY CORP                       19,572        21,268        7,913
ISR      ISORAY INC                       435,243       406,712      135,932
ITI      ITERIS INC                        15,032        10,162       20,343
IVD      IVAX DIAGNOSTICS                   9,970         9,600       16,464
KGN      KEEGAN RESOURCES                  73,734        47,443      221,141
KBX      KIMBER RESOURCES                 101,014       104,363      103,066
KXM      KOBEX MINERALS I                   5,900         7,667       17,715
LTS      LADENBURG THALMA               4,647,235     4,379,552      413,461
LSG      LAKE SHORE GOLD                  293,992       528,764      155,305
LCI      LANNETT CO INC                   941,984       834,289       89,399
LGL      LGL GROUP INC                     25,400        28,214        9,560
LBY      LIBBEY INC                     1,207,746     1,205,928       60,356
LON      LONCOR RESOURCES                   1,800         3,195        5,895
LPH      LONGWEI PETROLEU                 337,009       342,503      475,445
LEI      LUCAS ENERGY INC                 896,341       908,371      136,691
MCZ      MAD CATZ INTERAC               2,701,871     3,277,410      348,144
MVG      MAG SILVER CORP                1,113,887     1,016,757       97,921
MHE      MASS HEALTH & ED                   3,165         1,441        2,063
MHH      MASTECH HOLDING                    1,890         1,436        2,097
MDGN/WS  MEDGENICS -CW16                      757           757          180
MDGN     MEDGENICS INC                      2,377         3,167        2,425
MBR      MERCANTILE BNCRP                  80,806        81,395        2,990
MEA      METALICO INC                   2,375,905     2,153,724      335,498
MDF      METRO HEALTH                   1,918,797     1,727,560      198,426
MXC      MEXCO ENERGY CRP                  15,744        15,046        4,265
CCA      MFS CA MUNI                        2,449         6,240        5,918
MGT      MGT CAPITAL INVE                  20,034        18,834       82,251
BKR      MICHAEL BAKER CO                 289,041       259,542       29,064
MSL      MIDSOUTH BANCORP                 289,423       256,832       17,462
MDW      MIDWAY GOLD CORP               5,140,375     4,955,022    1,007,086
MGH      MINCO GOLD CORP                  258,184       241,657      188,160
MFN      MINEFINDERS CORP               4,281,666     3,139,353      928,894
MGN      MINES MANAGEMEMT                 204,491       234,217      137,006
MXA      MINN MUNI INC PT                   2,789         6,245        2,665
MDM      MOUNTAIN PROVINC                 348,285       335,494       10,875
NHC      NATL HEALTHCARE                  560,936       524,780       53,387
NEOP     NEOPROBE CORP                 11,968,945    12,374,458      584,000
NBS      NEOSTEM INC                    3,505,936     3,338,615      227,131
NBS/WS   NEOSTEM INC-CW12                   1,553         1,553          100
NBW      NEUBERG CA IN MU                  10,765         6,040        6,902
NBH      NEUBERG INT MUNI                   7,965        10,163       27,715
NRO      NEUBERGER BERMAN                  66,045        36,454      133,194
NHS      NEUBERGER BERMAN                  55,344        20,965       45,592
NBO      NEUBERGER NY INT                  11,088        14,725       10,250
CUR      NEURALSTEM INC                 1,108,911     1,282,386       69,606
UWN      NEVADA GOLD&CASI                  17,722        12,605       67,713
NSU      NEVSUN RESOURCES                 957,475     1,177,230      835,427
GBR      NEW CONCEPT ENER                  23,621        20,331       10,498
NEWN     NEW ENERGY SYSTE                 514,727       558,532      118,830
NEN      NEW ENG RLTY-LP                      435           584          453
NGD      NEW GOLD INC                   3,027,047     2,214,047    5,160,544
PAL      NORTH AMER PALLA               8,853,583     8,948,927    1,617,881
NAK      NORTHERN DYN MNL                 832,252       971,914      348,412
NOG      NORTHERN OIL AND              22,671,185    22,650,533    1,023,528
NXG      NORTHGATE MINERA              10,963,693    11,186,665    6,061,701
NBY      NOVABAY PHARMACE                  26,128        29,803       21,442
NG       NOVAGOLD RES                  12,457,834    11,425,010    5,074,651
NTN      NTN BUZZTIME INC                  19,669        15,743       40,813
NLP      NTS REALTY HOLDI                   4,000         1,756        1,642
NJV      NUV NJ MUNI VAL                    1,748         2,060        3,027
NPN      NUV PENN MUN VAL                   1,187         2,279        1,486
NKR      NUVEEN AZ DVD 2                      421         1,020        1,544
NXE      NUVEEN AZ DVD 3                    1,994         2,928        2,063
NFZ      NUVEEN AZ DVD AD                     535           600        1,619
NVX      NUVEEN CA DVD 2                    5,794         4,433       19,977
NZH      NUVEEN CA DVD 3                    6,244         3,920       31,942
NCB      NUVEEN CA MU VA2                     958         2,203        4,186
NCU      NUVEEN CA PREM                     7,626           899        9,660
NGK      NUVEEN CT DVD 2                    1,631         1,993        1,526
NGO      NUVEEN CT DVD 3                    1,435         2,953        3,823
NFC      NUVEEN CT DVD AD                   1,531         2,392        1,159
CFD      NUVEEN DIVERSIFI                  15,421        14,424       34,260
NZF      NUVEEN DVD AD 3                   23,198        36,596       79,913
NXZ      NUVEEN DVD MU 2                   20,162        12,282       51,695
NKG      NUVEEN GA DVD 2                    6,325         1,203        3,631
NZX      NUVEEN GA DVD AD                     646         2,006        2,080
NPG      NUVEEN GA PREM                     1,590         4,315        1,916
NKO      NUVEEN I NY DVD                    1,839         3,974       10,401
NKL      NUVEEN IN CA DVD                  36,798        21,623       27,403
NVG      NUVEEN IN DVD AD                   7,850        22,498       46,282
NKX      NUVEEN INS CA TF                   6,498         9,724        8,308
NMB      NUVEEN MA DVD AD                   1,018         3,732        2,328
NFM      NUVEEN MD ADV MU                   2,606         3,449        2,903
NZR      NUVEEN MD DVD 2                      692         1,097        1,475
NWI      NUVEEN MD DVD 3                    2,988         3,202        2,960
NZW      NUVEEN MI DVD AD                     400           913        2,643
NOM      NUVEEN MO PREM                       654           426        3,173
NNO      NUVEEN NC DVD 2                    1,378           840        3,867
NII      NUVEEN NC DVD 3                    5,908         4,445        1,884
NRB      NUVEEN NC DVD AD                   1,756           850        1,119
NUJ      NUVEEN NJ DVD 2                    3,771         3,318        6,618
NXJ      NUVEEN NJ DVD FD                   2,399         3,973        7,541
NXK      NUVEEN NY DVD 2                    1,710         2,062        6,468
NYV      NUVEEN NY MU VA2                   1,532         1,611        3,969
NBJ      NUVEEN OH DVD 2                    2,068         3,130        3,283
NVJ      NUVEEN OH DVD 3                    3,410         2,905        1,118
NXI      NUVEEN OH DVD FD                   5,051           983        3,756
NVY      NUVEEN PA DVD 2                      483         2,011        3,579
NXM      NUVEEN PA DVD FD                   1,541         3,412        5,699
JRS      NUVEEN REAL ESTA                  54,722        60,837       48,099
JFP      NUVEEN TAX-ADVAN                  26,546         4,238       62,120
NNB      NUVEEN VA DVD 2                    9,230         4,439        4,127
NGB      NUVEEN VA DVD AD                   1,375         3,962        3,974
NGX      NUVEEN-MA TF MUN                   3,595         2,981        3,029
NMZ      NUVEEN-MU H/I OP                   7,417         4,765       66,890
NRK      NUVEEN-NY T/F AD                   2,386         1,361        3,905
NEA      NUVEEN-T/F MUNI                   10,233        13,746       48,264
BQI      OILSANDS QUEST I               4,233,653     3,168,418    1,433,343
OBT      ORBITAL CORP-ADR                   1,330           757          233
TIS      ORCHIDS PAPER PR                  30,244        47,729        5,101
ONP      ORIENT PAPER INC                 437,899       466,641       44,419
OESX     ORION ENERGY SYS                  69,745        70,443       16,502
ORS      ORSUS XELENT TEC                  40,129        56,552       62,690
OFI      OVERHILL FARMS I                  84,813        82,374       21,729
PHF      PACHOLDER H/Y FD                 113,763       142,819       37,638
PBM      PACIFIC BOOKER                     3,560         4,010          872
PCE      PACIFIC OFFICE                     1,600         2,567        9,888
PTN      PALATIN TECH INC                 116,047       189,025       53,841
PZG      PARAMOUNT GOLD                 9,334,462     8,291,978    1,597,320
PCYG     PARK CITY GROUP                   14,104        12,030       13,140
PRK      PARK NATL CORP                 1,667,967     1,506,306       58,657
PTX      PERNIX THERAPEUT                 158,846       146,855       17,002
PIP      PHARMATHENE INC                3,820,591     3,677,596      263,806
PHC      PHC INC-CL A                      47,093        51,040       17,851
PNS      PINNACLE DATA SY                  11,401        13,579       11,484
HNW      PIONEER DIVERSIF                   6,277         9,288       21,963
PDC      PIONEER DRILLING               3,816,935     3,361,709      780,588
PW       PITTSBURGH & W V                     615           701        1,147
PLG      PLATINUM GROUP M                 831,450       808,335      140,702
PCC      PMC COMML TR                       7,172         3,767       17,981
PLM      POLYMET MINING                 2,833,987     2,890,239      230,288
APTS     PREFERRED APAR-A                   1,369         1,469       26,412
PKT      PROCERA NETWORKS                 795,773       872,032       98,352
PBTH     PROLOR BIOTECH                   531,156       557,419       55,131
PLX      PROTALIX BIOTHER               2,850,269     2,916,289      127,219
PDO      PYRAMID OIL CO                    56,813        56,315        5,987
QMM      QUATERRA RESOURC                  43,252        34,255      116,034
QPSA     QUEPASA CORP                   3,582,754     3,430,755      333,453
QRM      QUEST RARE MINER                 173,773       121,158      191,094
REE      RARE ELEMENT RES               8,663,616     8,542,170      603,074
RWC      RELM WIRELESS                      5,130         7,394        6,631
RCG      RENN GLOBAL ENTR                   1,900         1,900        3,154
RTK      RENTECH INC                   11,028,697    10,218,390      969,766
RVP      RETRACTABLE TECH                  11,803        10,978        7,146
RVM      REVETT MINERALS                1,203,113     1,149,812      105,101
RNN      REXAHN PHARMACEU               2,258,665     2,150,252      415,982
RIC      RICHMONT MINES                   273,350       169,493      635,897
RAP      RMR ASIA PAC R/E                   9,488         9,225        6,900
RIF      RMR REAL ESTATE                    4,245         2,316       10,057
RPI      ROBERTS REALTY                     3,974         3,891        1,322
RBY      RUBICON MINERALS               2,499,920     2,440,637    1,059,673
BQY      S&P QU RANK GL E                 116,495       119,123       16,594
SGA      SAGA COMM-CL A                   138,822       126,263        5,265
SAL      SALISBURY BANCOR                     604           896        1,555
SSN      SAMSON OIL-ADR                   333,431       350,839      299,889
SARA     SARATOGA RES/TEX                   1,779         4,190        5,818
SEB      SEABOARD CORP                     11,227        10,293        1,275
SA       SEABRIDGE GOLD                 3,013,413     2,900,955      289,444
IDI      SEARCHMEDIA HLDS                  60,836        61,564       14,501
IDI/WS   SEARCHMEDIA-CW11                       0           100          470
IDI/U    SEARCHMEDIA-UTS                      100             0            0
SED      SED INTL HLDGS                     1,117         2,900       12,643
SNT      SENESCO TECHNOLO                 100,484       100,769       75,007
SVT      SERVOTRONICS INC                   1,062           600        1,019
SIF      SIFCO INDUSTRIES                   5,668         5,100        1,998
SVBL     SILVER BULL RESO                 515,624       532,037       91,783
SIHI     SINOHUB INC                      162,244       171,084       39,012
SLI      SL INDS INC                        2,936         2,736        9,799
XPL      SOLITARIO EXPLOR                  98,939        91,213       23,157
SOQ      SONDE RESOURCES                   62,490        80,111       48,167
SSE      SOUTHERN CONNECT                   2,045         1,700        2,728
SGB      SOUTHWEST GEORGI                   1,809         1,303          732
LOV      SPARK NETWORKS                    14,398        11,561        5,999
SILU     SPROTT RESOURCE                   30,795        57,592      123,065
SGS/WS   STREAM GLOB-CW11                   5,390         2,190        3,200
SGS      STREAM GLOBAL SE                 359,864       335,410       13,619
SGS/U    STREAM GLOBAL SE                      90            50          132
SSY      SUNLINK HEALTH                    12,913        11,070        1,681
STS      SUPREME INDS-A                     4,752         3,699        7,631
SYRG     SYNERGY RESOURCE                   1,754         2,390       17,575
TTTM     T3 MOTION INC                      3,121         2,410       21,301
TTTM/WSZ T3 MOTION-CW13                         0           300          600
TTTM/WSW T3 MOTION-CW16                         0         1,100          393
TLB/WS   TALBOTS INC-CW15                  81,779        81,779        9,112
TRX      TANZANIAN ROYALT               5,076,693     5,121,504      343,347
TGB      TASEKO MINES                     901,927       684,078    1,066,985
TSH      TECHE HOLDING CO                     706           653        1,425
TIK      TEL-INSTRUM ELEC                   2,609         2,554          510
TGC      TENGASCO INC                     165,056       171,920       85,446
TF       THAI CAPITAL FD                   11,024         2,997        5,983
TPI      TIANYIN PHARMACE                   9,260        13,544       28,318
TLR      TIMBERLINE RESOU                 337,320       346,764      285,746
TOF      TOFUTTI BRANDS                     3,385         3,738        1,929
TMP      TOMPKINS FINANCI                 703,498       639,152       23,999
TAT      TRANSATLANTIC PE               2,840,526     3,284,078    1,134,361
TA       TRAVELCENTERS                    397,095       279,585      245,823
TIV      TRI-VALLEY CORP                2,006,428     2,031,499      736,408
TPLM     TRIANGLE PETROLE               3,036,372     2,749,168      527,922
TRT      TRIO-TECH INTL                     1,413         1,436          912
TCX      TUCOWS INC                        24,021       113,628       43,659
TWO/WS   TWO HARBOR-CW12                    2,335         4,435        8,364
ULU      ULURU INC                         12,912        13,781       11,800
UMH      UMH PROPERTIES I                 449,475       417,463       37,683
UVE      UNIVERSAL INSURA               1,077,307     1,092,601      114,144
UPG      UNIVERSAL POWER                    2,190         2,240        3,682
UUU      UNIVERSAL SECUR                    2,384         1,326        1,817
UQM      UQM TECHNOLOGIES               1,580,851     1,731,090       79,987
URG      UR-ENERGY INC                  5,897,940     5,463,213      489,609
URZ      URANERZ ENERGY C               5,707,145     5,480,048      409,067
UEC      URANIUM ENERGY                 9,095,044     9,089,973      501,952
HTM      US GEOTHERMAL                  3,156,980     3,196,070      157,758
UTG      UTILITY INCM FND                 183,287       189,988       41,754
VTG      VANTAGE DRILLING              10,173,166    10,232,975    3,037,805
VSR      VERSAR INC                         2,397         7,876       10,864
VII      VICON INDUSTRIES                   2,035         2,267          262
VHC      VIRNETX HOLDING               11,721,471    11,206,922    1,025,856
VGZ      VISTA GOLD CORP                4,342,824     3,744,167    1,684,282
VOG      VOYAGER OIL & GA               3,972,453     4,052,807      292,133
VRNG     VRINGO INC                        65,945        65,829        5,533
WAC      WALTER INVESTMEN               1,911,405     1,884,095      202,088
WSO/B    WATSCO INC -B                        100           295          230
EAD      WELLS FARGO ADVA                 162,074        74,887      178,753
ERH      WELLS FARGO UTIL                  15,312         7,283       26,116
ERC      WELLS FARGO-MULT                  43,816        49,865       85,197
WGA      WELLS-GARDNER                     83,402        76,617        9,309
SBI      WESTERN ASSET IN                   2,357         6,398       12,705
WRN      WESTERN COPPER C                  20,796        39,657       52,688
RVR      WHITE RIVER CAPI                   2,215           709        8,222
WSR      WHITESTONE REI-B                 289,166       266,157       38,048
WYY      WIDEPOINT CORP                    30,591        27,832       25,490
WEX      WINLAND ELECTRON                   7,712         6,892        2,245
WTT      WIRELESS TELECOM                   8,885         8,287       10,974
WZE      WIZZARD SOFTWARE                 347,798       350,731      222,153
XFN      XFONE INC                         16,445        15,678       10,604
XPO      XPO LOGISTICS IN                  24,066        14,518       83,879
YMI      YM BIOSCIENCES                 3,013,656     2,973,989      544,173
ZBB      ZBB ENERGY CORP                  349,271       350,390      222,116

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