Nasdaq ‘Threshold’ Securities for Sept. 23

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARREF   AMERIGO RESOURCES LTD                                  3
ATTD    ATTITUDE DRINKS INC NEW COM ST                        19
AUNFF   AURCANA CORP                                          17
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         2
BICK    FIRST TRUST ISE BICK INDEX FUN                         5
BLOAQ   BLOCKBUSTER INC CL-A                                 114
                                                Consecutive Days
Ticker  Security Name                                    on List
CSRE    CSR PLC SPON ADR (UK)                                  1
CTE     SINOTECH ENERGY LTD ADS                               18
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         1
EMBA    EMAMBA INTERNATIONAL CORP. COM                         9
FCHI    ISHARES FTSE CHINA (HK LISTED)                         6
HRBN    HARBIN ELEC INC                                       77
LRLCY   L’OREAL CO ADR                                         4
LUKOY   LUKOIL OIL COMPANY;SPON ADR RE                         6
MEMI    MIRACLE ENTERTAINMENT INC                             28
MSEH    MESA ENERGY HLDGS INC COM STK                          1
PBSK    POAGE BANKSHARES INC COM                               2
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         23
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          5
RELM    RELM HOLDINGS INC. COM                                 3
RVUE    RVUE HLDGS INC COM STK (NV)                           13
SAPX    SEVEN ARTS ENTMT INC COM (NV)                          9
SGAPY   Singapore Telecommunications L                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
SMXI    SEBRING SOFTWARE, INC. COMMON                          6
SNOFF   SINA-FOREST CORP SUB VTG(F)                           42
SNWT    SAN WEST, INC. COMMON STOCK (C                         1
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          12
TRMAQ   TRICO MARINE SERVICES INC NEW                         25
TZOO    TRAVELZOO INC                                         10
VCIT    VANGUARD INTERMEDIATE-TERM COR                        32
VCRT    VICOR TECHNOLOGIES INC NEW COM                        23
VCSH    VANGUARD SHT-TERM CORP BD ETF                         34
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         6
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         29
VSUL    Visualant, Incorporated Common                         4
VXUS    VANGUARD STAR FD VANGUARD TOTA                        32
YRCW    YRC WORLDWIDE INC                                     58
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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