Nasdaq ‘Threshold’ Securities for Sept. 21

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ARREF   AMERIGO RESOURCES LTD                                  1
ATTD    ATTITUDE DRINKS INC NEW COM ST                        17
AUNFF   AURCANA CORP                                          15
BICK    FIRST TRUST ISE BICK INDEX FUN                         3
BLOAQ   BLOCKBUSTER INC CL-A                                 112
CTE     SINOTECH ENERGY LTD ADS                               16
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EMBA    EMAMBA INTERNATIONAL CORP. COM                         7
FCHI    ISHARES FTSE CHINA (HK LISTED)                         4
GAPTQ   GREAT ATLANTIC & PAC TEA                              18
HRBN    HARBIN ELEC INC                                       75
LOCM    LOCAL.COM CORP COM STK                                14
LRLCY   L’OREAL CO ADR                                         2
LUKOY   LUKOIL OIL COMPANY;SPON ADR RE                         4
MEMI    MIRACLE ENTERTAINMENT INC                             26
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         8
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         21
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          3
RELM    RELM HOLDINGS INC. COM                                 1
RVUE    RVUE HLDGS INC COM STK (NV)                           11
SAPX    SEVEN ARTS ENTMT INC COM (NV)                          7
SGAPY   Singapore Telecommunications L                         2
SMXI    SEBRING SOFTWARE, INC. COMMON                          4
SNOFF   SINA-FOREST CORP SUB VTG(F)                           40
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SNWTE   SAN WEST, INC. COMMON STOCK (C                        15
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          10
TRMAQ   TRICO MARINE SERVICES INC NEW                         23
TZOO    TRAVELZOO INC                                          8
VCIT    VANGUARD INTERMEDIATE-TERM COR                        30
VCRT    VICOR TECHNOLOGIES INC NEW COM                        21
VCSH    VANGUARD SHT-TERM CORP BD ETF                         32
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         4
VGLT    VANGUARD LG-TRM GOVT BD ETF                            8
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         27
VITFF   Victoria Gold Corp Ordinary Sh                         4
VSUL    Visualant, Incorporated Common                         2
VXUS    VANGUARD STAR FD VANGUARD TOTA                        30
YRCW    YRC WORLDWIDE INC                                     56
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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