Nasdaq ‘Threshold’ Securities for Sept. 19

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATTD    ATTITUDE DRINKS INC NEW COM ST                        15
AUNFF   AURCANA CORP                                          13
BICK    FIRST TRUST ISE BICK INDEX FUN                         1
BLOAQ   BLOCKBUSTER INC CL-A                                 110
CTCC    CITY CAPITAL CORPORATION                              22
CTE     SINOTECH ENERGY LTD ADS                               14
                                                Consecutive Days
Ticker  Security Name                                    on List
CYRX    CRYOPORT INC NEW COMMON STOCK                          7
EMBA    EMAMBA INTERNATIONAL CORP. COM                         5
EXTO    EXIT ONLY INC                                         27
FCHI    ISHARES FTSE CHINA (HK LISTED)                         2
GAPTQ   GREAT ATLANTIC & PAC TEA                              16
HRBN    HARBIN ELEC INC                                       73
HRTPY   HRT PARTICIPACOES EM PETROLEO                          5
LOCM    LOCAL.COM CORP COM STK                                12
LUKOY   LUKOIL OIL COMPANY;SPON ADR RE                         2
MEMI    MIRACLE ENTERTAINMENT INC                             24
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         6
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         19
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          1
RVUE    RVUE HLDGS INC COM STK (NV)                            9
SAPX    SEVEN ARTS ENTMT INC COM (NV)                          5
SMDZF   STRATEGIC METALS LTD COM NEW (                        15
SMXI    SEBRING SOFTWARE, INC. COMMON                          2
                                                Consecutive Days
Ticker  Security Name                                    on List
SNOFF   SINA-FOREST CORP SUB VTG(F)                           38
SNWTE   SAN WEST, INC. COMMON STOCK (C                        13
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           8
TRMAQ   TRICO MARINE SERVICES INC NEW                         21
TZOO    TRAVELZOO INC                                          6
VCIT    VANGUARD INTERMEDIATE-TERM COR                        28
VCRT    VICOR TECHNOLOGIES INC NEW COM                        19
VCSH    VANGUARD SHT-TERM CORP BD ETF                         30
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         2
VGLT    VANGUARD LG-TRM GOVT BD ETF                            6
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         25
VITFF   Victoria Gold Corp Ordinary Sh                         2
VXUS    VANGUARD STAR FD VANGUARD TOTA                        28
YRCW    YRC WORLDWIDE INC                                     54
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at

To contact the editor responsible for this story: Alex Tanzi at

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