Nasdaq ‘Threshold’ Securities for Sept. 13

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                        11
AUNFF   AURCANA CORP                                           9
BLOAQ   BLOCKBUSTER INC CL-A                                 106
CTCC    CITY CAPITAL CORPORATION                              18
CTE     SINOTECH ENERGY LTD ADS                               10
CYRX    CRYOPORT INC NEW COMMON STOCK                          3
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EMBA    EMAMBA INTERNATIONAL CORP. COM                         1
EXTO    EXIT ONLY INC                                         23
FBEC    FRONTIER BEVERAGE COMPANY, INC                         9
GAPTQ   GREAT ATLANTIC & PAC TEA                              12
HRBN    HARBIN ELEC INC                                       69
HRTPY   HRT PARTICIPACOES EM PETROLEO                          1
LIEG    LI3 ENERGY INC COM STK (NV)                            8
LOCM    LOCAL.COM CORP COM STK                                 8
MEMI    MIRACLE ENTERTAINMENT INC                             20
MGDDY   Michelin Compagnie Generale de                        12
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         2
MOTR    MOTRICITY INC COM STK (DE)                            17
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         15
PUDA    PUDA COAL INC (DE)                                    11
RSVP    PREISS(BYRON)MULTIMEDIA INC                            3
RVUE    RVUE HLDGS INC COM STK (NV)                            5
SAPX    SEVEN ARTS ENTMT INC COM (NV)                          1
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SBGSY   Schneider Electric Sa Unsponso                        17
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                         4
SMDZF   STRATEGIC METALS LTD COM NEW (                        11
SNOFF   SINA-FOREST CORP SUB VTG(F)                           34
SNWTE   SAN WEST, INC. COMMON STOCK (C                         9
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           4
STXS    STEREOTAXIS, INC                                       9
TISA    TOP IMAGE SYS LTD                                     15
TRMAQ   TRICO MARINE SERVICES INC NEW                         17
TZOO    TRAVELZOO INC                                          2
VCIT    VANGUARD INTERMEDIATE-TERM COR                        24
VCRT    VICOR TECHNOLOGIES INC NEW COM                        15
VCSH    VANGUARD SHT-TERM CORP BD ETF                         26
VGLT    VANGUARD LG-TRM GOVT BD ETF                            2
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         21
VXUS    VANGUARD STAR FD VANGUARD TOTA                        24
YRCW    YRC WORLDWIDE INC                                     50
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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