Nasdaq ‘Threshold’ Securities for Sept. 12

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATTD    ATTITUDE DRINKS INC NEW COM ST                        10
AUNFF   AURCANA CORP                                           8
BLOAQ   BLOCKBUSTER INC CL-A                                 105
CTCC    CITY CAPITAL CORPORATION                              17
CTE     SINOTECH ENERGY LTD ADS                                9
CYRX    CRYOPORT INC NEW COMMON STOCK                          2
                                                Consecutive Days
Ticker  Security Name                                    on List
EXTO    EXIT ONLY INC                                         22
FBEC    FRONTIER BEVERAGE COMPANY, INC                         8
FLTT    FLINT TELECOM GROUP, INC.  COM                         8
GAPTQ   GREAT ATLANTIC & PAC TEA                              11
HRBN    HARBIN ELEC INC                                       68
LIEG    LI3 ENERGY INC COM STK (NV)                            7
LOCM    LOCAL.COM CORP COM STK                                 7
MEMI    MIRACLE ENTERTAINMENT INC                             19
MGDDY   Michelin Compagnie Generale de                        11
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         1
MOTR    MOTRICITY INC COM STK (DE)                            16
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         14
PUDA    PUDA COAL INC (DE)                                    10
ROYL    ROYALE ENERGY INC                                     18
RSVP    PREISS(BYRON)MULTIMEDIA INC                            2
RVUE    RVUE HLDGS INC COM STK (NV)                            4
SBGSY   Schneider Electric Sa Unsponso                        16
                                                Consecutive Days
Ticker  Security Name                                    on List
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                         3
SMDZF   STRATEGIC METALS LTD COM NEW (                        10
SNOFF   SINA-FOREST CORP SUB VTG(F)                           33
SNWTE   SAN WEST, INC. COMMON STOCK (C                         8
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           3
STXS    STEREOTAXIS, INC                                       8
TISA    TOP IMAGE SYS LTD                                     14
TRMAQ   TRICO MARINE SERVICES INC NEW                         16
TSTC    TELESTONE TECHNOLOGIES CORP                            5
TZOO    TRAVELZOO INC                                          1
VCIT    VANGUARD INTERMEDIATE-TERM COR                        23
VCRT    VICOR TECHNOLOGIES INC NEW COM                        14
VCSH    VANGUARD SHT-TERM CORP BD ETF                         25
VGLT    VANGUARD LG-TRM GOVT BD ETF                            1
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         20
VXUS    VANGUARD STAR FD VANGUARD TOTA                        23
YRCW    YRC WORLDWIDE INC                                     49
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at

To contact the editor responsible for this story: Alex Tanzi at

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