Nasdaq ‘Threshold’ Securities for Sept. 12
By Daniel Petrie -
2011-09-13T04:13:13Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATTD ATTITUDE DRINKS INC NEW COM ST 10
AUNFF AURCANA CORP 8
BLOAQ BLOCKBUSTER INC CL-A 105
CTCC CITY CAPITAL CORPORATION 17
CTE SINOTECH ENERGY LTD ADS 9
CYRX CRYOPORT INC NEW COMMON STOCK 2
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Consecutive Days
Ticker Security Name on List
=================================================================
EXTO EXIT ONLY INC 22
FBEC FRONTIER BEVERAGE COMPANY, INC 8
FLTT FLINT TELECOM GROUP, INC. COM 8
GAPTQ GREAT ATLANTIC & PAC TEA 11
HRBN HARBIN ELEC INC 68
LIEG LI3 ENERGY INC COM STK (NV) 7
LOCM LOCAL.COM CORP COM STK 7
MEMI MIRACLE ENTERTAINMENT INC 19
MGDDY Michelin Compagnie Generale de 11
MMTC MICRO IMAGING TECHNOLOGY, INC. 1
MOTR MOTRICITY INC COM STK (DE) 16
PLZLY POLYUS GOLD INTL LTD SPON GDR 14
PUDA PUDA COAL INC (DE) 10
ROYL ROYALE ENERGY INC 18
RSVP PREISS(BYRON)MULTIMEDIA INC 2
RVUE RVUE HLDGS INC COM STK (NV) 4
SBGSY Schneider Electric Sa Unsponso 16
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Consecutive Days
Ticker Security Name on List
=================================================================
SKYY FIRST TRUST ISE CLOUD COMPUTIN 3
SMDZF STRATEGIC METALS LTD COM NEW ( 10
SNOFF SINA-FOREST CORP SUB VTG(F) 33
SNWTE SAN WEST, INC. COMMON STOCK (C 8
SQQQ PROSHARES ULTRAPRO SHORT QQQ 3
STXS STEREOTAXIS, INC 8
TISA TOP IMAGE SYS LTD 14
TRMAQ TRICO MARINE SERVICES INC NEW 16
TSTC TELESTONE TECHNOLOGIES CORP 5
TZOO TRAVELZOO INC 1
VCIT VANGUARD INTERMEDIATE-TERM COR 23
VCRT VICOR TECHNOLOGIES INC NEW COM 14
VCSH VANGUARD SHT-TERM CORP BD ETF 25
VGLT VANGUARD LG-TRM GOVT BD ETF 1
VGSH VANGUARD SHT-TRM GOVT BD ETF 20
VXUS VANGUARD STAR FD VANGUARD TOTA 23
YRCW YRC WORLDWIDE INC 49
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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