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Nasdaq ‘Threshold’ Securities for Sept. 9

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                         9
AUNFF   AURCANA CORP                                           7
BLOAQ   BLOCKBUSTER INC CL-A                                 104
CTCC    CITY CAPITAL CORPORATION                              16
CTE     SINOTECH ENERGY LTD ADS                                8
CYRX    CRYOPORT INC NEW COMMON STOCK                          1
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EXTO    EXIT ONLY INC                                         21
FBEC    FRONTIER BEVERAGE COMPANY, INC                         7
FLTT    FLINT TELECOM GROUP, INC.  COM                         7
GAPTQ   GREAT ATLANTIC & PAC TEA                              10
HRBN    HARBIN ELEC INC                                       67
LIEG    LI3 ENERGY INC COM STK (NV)                            6
LOCM    LOCAL.COM CORP COM STK                                 6
MEMI    MIRACLE ENTERTAINMENT INC                             18
MGDDY   Michelin Compagnie Generale de                        10
MOTR    MOTRICITY INC COM STK (DE)                            15
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         13
PUDA    PUDA COAL INC (DE)                                     9
ROYL    ROYALE ENERGY INC                                     17
RSVP    PREISS(BYRON)MULTIMEDIA INC                            1
RVUE    RVUE HLDGS INC COM STK (NV)                            3
SBGSY   Schneider Electric Sa Unsponso                        15
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                         2
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SMDZF   STRATEGIC METALS LTD COM NEW (                         9
SNOFF   SINA-FOREST CORP SUB VTG(F)                           32
SNWTE   SAN WEST, INC. COMMON STOCK (C                         7
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           2
STXS    STEREOTAXIS, INC                                       7
TISA    TOP IMAGE SYS LTD                                     13
TQQQ    PROSHARES ULTRAPRO QQQ                                26
TRMAQ   TRICO MARINE SERVICES INC NEW                         15
TSTC    TELESTONE TECHNOLOGIES CORP                            4
VCIT    VANGUARD INTERMEDIATE-TERM COR                        22
VCRT    VICOR TECHNOLOGIES INC NEW COM                        13
VCSH    VANGUARD SHT-TERM CORP BD ETF                         24
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         19
VXUS    VANGUARD STAR FD VANGUARD TOTA                        22
YRCW    YRC WORLDWIDE INC                                     48
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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