Nasdaq ‘Threshold’ Securities for Sept. 8
By Daniel Petrie -
2011-09-09T03:12:03Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATTD ATTITUDE DRINKS INC NEW COM ST 8
AUNFF AURCANA CORP 6
BLOAQ BLOCKBUSTER INC CL-A 103
CTCC CITY CAPITAL CORPORATION 15
CTE SINOTECH ENERGY LTD ADS 7
EXTO EXIT ONLY INC 20
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Consecutive Days
Ticker Security Name on List
=================================================================
FBEC FRONTIER BEVERAGE COMPANY, INC 6
FLTT FLINT TELECOM GROUP, INC. COM 6
GAPTQ GREAT ATLANTIC & PAC TEA 9
HRBN HARBIN ELEC INC 66
LIEG LI3 ENERGY INC COM STK (NV) 5
LOCM LOCAL.COM CORP COM STK 5
MEMI MIRACLE ENTERTAINMENT INC 17
MGDDY Michelin Compagnie Generale de 9
MOTR MOTRICITY INC COM STK (DE) 14
PLZLY POLYUS GOLD INTL LTD SPON GDR 12
PRPM PROTEK CAPITAL, INC. COMMON S 6
PUDA PUDA COAL INC (DE) 8
ROYL ROYALE ENERGY INC 16
RVUE RVUE HLDGS INC COM STK (NV) 2
SBGSY Schneider Electric Sa Unsponso 14
SKYY FIRST TRUST ISE CLOUD COMPUTIN 1
SMDZF STRATEGIC METALS LTD COM NEW ( 8
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Consecutive Days
Ticker Security Name on List
=================================================================
SNOFF SINA-FOREST CORP SUB VTG(F) 31
SNWTE SAN WEST, INC. COMMON STOCK (C 6
SQQQ PROSHARES ULTRAPRO SHORT QQQ 1
STXS STEREOTAXIS, INC 6
SVNLY Svenska Handelsbanken Unsponso 5
TISA TOP IMAGE SYS LTD 12
TQQQ PROSHARES ULTRAPRO QQQ 25
TRMAQ TRICO MARINE SERVICES INC NEW 14
TSTC TELESTONE TECHNOLOGIES CORP 3
VCIT VANGUARD INTERMEDIATE-TERM COR 21
VCRT VICOR TECHNOLOGIES INC NEW COM 12
VCSH VANGUARD SHT-TERM CORP BD ETF 23
VGSH VANGUARD SHT-TRM GOVT BD ETF 18
VXUS VANGUARD STAR FD VANGUARD TOTA 21
YRCW YRC WORLDWIDE INC 47
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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