Nasdaq ‘Threshold’ Securities for Sept. 7

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATPG    ATP OIL & GAS CORPORATION                              6
ATTD    ATTITUDE DRINKS INC NEW COM ST                         7
AUNFF   AURCANA CORP                                           5
BLOAQ   BLOCKBUSTER INC CL-A                                 102
CTCC    CITY CAPITAL CORPORATION                              14
CTE     SINOTECH ENERGY LTD ADS                                6
                                                Consecutive Days
Ticker  Security Name                                    on List
EXTO    EXIT ONLY INC                                         19
FBEC    FRONTIER BEVERAGE COMPANY, INC                         5
FLTT    FLINT TELECOM GROUP, INC.  COM                         5
GAPTQ   GREAT ATLANTIC & PAC TEA                               8
HRBN    HARBIN ELEC INC                                       65
LIEG    LI3 ENERGY INC COM STK (NV)                            4
LOCM    LOCAL.COM CORP COM STK                                 4
MEMI    MIRACLE ENTERTAINMENT INC                             16
MGDDY   Michelin Compagnie Generale de                         8
MOTR    MOTRICITY INC COM STK (DE)                            13
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         11
PRPM    PROTEK CAPITAL, INC.  COMMON S                         5
PUDA    PUDA COAL INC (DE)                                     7
ROYL    ROYALE ENERGY INC                                     15
RVUE    RVUE HLDGS INC COM STK (NV)                            1
SBGSY   Schneider Electric Sa Unsponso                        13
SMDZF   STRATEGIC METALS LTD COM NEW (                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
SNOFF   SINA-FOREST CORP SUB VTG(F)                           30
SNWTE   SAN WEST, INC. COMMON STOCK (C                         5
STXS    STEREOTAXIS, INC                                       5
SVNLY   Svenska Handelsbanken Unsponso                         4
TISA    TOP IMAGE SYS LTD                                     11
TQQQ    PROSHARES ULTRAPRO QQQ                                24
TRMAQ   TRICO MARINE SERVICES INC NEW                         13
TSTC    TELESTONE TECHNOLOGIES CORP                            2
VCIT    VANGUARD INTERMEDIATE-TERM COR                        20
VCRT    VICOR TECHNOLOGIES INC NEW COM                        11
VCSH    VANGUARD SHT-TERM CORP BD ETF                         22
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         17
VXUS    VANGUARD STAR FD VANGUARD TOTA                        20
WTKWY   WOLTERS KLUWER NV SPONS ADR                           12
YRCW    YRC WORLDWIDE INC                                     46
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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