Nasdaq ‘Threshold’ Securities for Sept. 2

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATPG    ATP OIL & GAS CORPORATION                              4
ATTD    ATTITUDE DRINKS INC NEW COM ST                         5
AUNFF   AURCANA CORP                                           3
BLOAQ   BLOCKBUSTER INC CL-A                                 100
CTCC    CITY CAPITAL CORPORATION                              12
CTE     SINOTECH ENERGY LTD ADS                                4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EXTO    EXIT ONLY INC                                         17
FBEC    FRONTIER BEVERAGE COMPANY, INC                         3
FLTT    FLINT TELECOM GROUP, INC.  COM                         3
GAPTQ   GREAT ATLANTIC & PAC TEA                               6
GURE    GULF RESOURCES, INC. NEWCOMMON                         8
HRBN    HARBIN ELEC INC                                       63
LIEG    LI3 ENERGY INC COM STK (NV)                            2
LLEN    L & L ENERGY INC COM STK (NV)                          4
LOCM    LOCAL.COM CORP COM STK                                 2
MEMI    MIRACLE ENTERTAINMENT INC                             14
MGDDY   Michelin Compagnie Generale de                         6
MOTR    MOTRICITY INC COM STK (DE)                            11
PLZLY   POLYUS GOLD INTL LTD SPON GDR                          9
PRPM    PROTEK CAPITAL, INC.  COMMON S                         3
PSCM    POWERSHARES S&P SMALLCAP MATER                         6
PUDA    PUDA COAL INC (DE)                                     5
RELM    RELM HOLDINGS INC. COM                                 5
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ROYL    ROYALE ENERGY INC                                     13
SBGSY   Schneider Electric Sa Unsponso                        11
SMDZF   STRATEGIC METALS LTD COM NEW (                         5
SNOFF   SINA-FOREST CORP SUB VTG(F)                           28
SNWTE   SAN WEST, INC. COMMON STOCK (C                         3
SOXX    ISHARES PHLX SOX SEMICONDUCTOR                         6
STXS    STEREOTAXIS, INC                                       3
SVNLY   Svenska Handelsbanken Unsponso                         2
TISA    TOP IMAGE SYS LTD                                      9
TNTEY   TNT EXPRESS N V ADR (NLD)                              7
TQQQ    PROSHARES ULTRAPRO QQQ                                22
TRMAQ   TRICO MARINE SERVICES INC NEW                         11
TUDO    TUDOU HLDGS LTD SPON ADR (CYM)                         4
VCIT    VANGUARD INTERMEDIATE-TERM COR                        18
VCRT    VICOR TECHNOLOGIES INC NEW COM                         9
VCSH    VANGUARD SHT-TERM CORP BD ETF                         20
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         15
VXUS    VANGUARD STAR FD VANGUARD TOTA                        18
WTKWY   WOLTERS KLUWER NV SPONS ADR                           10
YRCW    YRC WORLDWIDE INC                                     44
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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