Nasdaq ‘Threshold’ Securities for Sept. 1

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATPG    ATP OIL & GAS CORPORATION                              3
ATTD    ATTITUDE DRINKS INC NEW COM ST                         4
AUNFF   AURCANA CORP                                           2
BLOAQ   BLOCKBUSTER INC CL-A                                  99
CTCC    CITY CAPITAL CORPORATION                              11
CTE     SINOTECH ENERGY LTD ADS                                3
                                                Consecutive Days
Ticker  Security Name                                    on List
ESLRQ   EVERGREEN SOLAR INC                                    8
EXTO    EXIT ONLY INC                                         16
FBEC    FRONTIER BEVERAGE COMPANY, INC                         2
FLTT    FLINT TELECOM GROUP, INC.  COM                         2
GAPTQ   GREAT ATLANTIC & PAC TEA                               5
GURE    GULF RESOURCES, INC. NEWCOMMON                         7
HRBN    HARBIN ELEC INC                                       62
LIEG    LI3 ENERGY INC COM STK (NV)                            1
LLEN    L & L ENERGY INC COM STK (NV)                          3
LOCM    LOCAL.COM CORP COM STK                                 1
MEMI    MIRACLE ENTERTAINMENT INC                             13
MGDDY   Michelin Compagnie Generale de                         5
MOTR    MOTRICITY INC COM STK (DE)                            10
PLZLY   POLYUS GOLD INTL LTD SPON GDR                          8
PRPM    PROTEK CAPITAL, INC.  COMMON S                         2
PSCM    POWERSHARES S&P SMALLCAP MATER                         5
PUDA    PUDA COAL INC (DE)                                     4
                                                Consecutive Days
Ticker  Security Name                                    on List
RELM    RELM HOLDINGS INC. COM                                 4
ROYL    ROYALE ENERGY INC                                     12
RXAC    RESOURCE EXCHANGE AMER CORP CO                        11
SBGSY   Schneider Electric Sa Unsponso                        10
SMDZF   STRATEGIC METALS LTD COM NEW (                         4
SNOFF   SINA-FOREST CORP SUB VTG(F)                           27
SNWTE   SAN WEST, INC. COMMON STOCK (C                         2
SOXX    ISHARES PHLX SOX SEMICONDUCTOR                         5
STXS    STEREOTAXIS, INC                                       2
SVNLY   Svenska Handelsbanken Unsponso                         1
TISA    TOP IMAGE SYS LTD                                      8
TNTEY   TNT EXPRESS N V ADR (NLD)                              6
TQQQ    PROSHARES ULTRAPRO QQQ                                21
TRMAQ   TRICO MARINE SERVICES INC NEW                         10
TUDO    TUDOU HLDGS LTD SPON ADR (CYM)                         3
UIBT    UNIVERSAL ICE BLAST INC NEW                           20
VCIT    VANGUARD INTERMEDIATE-TERM COR                        17
                                                Consecutive Days
Ticker  Security Name                                    on List
VCRT    VICOR TECHNOLOGIES INC NEW COM                         8
VCSH    VANGUARD SHT-TERM CORP BD ETF                         19
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         14
VXUS    VANGUARD STAR FD VANGUARD TOTA                        17
WTKWY   WOLTERS KLUWER NV SPONS ADR                            9
YRCW    YRC WORLDWIDE INC                                     43
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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