Nasdaq ‘Threshold’ Securities for Aug. 30
By Michael J. Munoz -
2011-08-31T08:49:21Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATPG ATP OIL & GAS CORPORATION 1
ATRN ATRINSIC, INC COM STK 12
ATTD ATTITUDE DRINKS INC NEW COM ST 2
BLOAQ BLOCKBUSTER INC CL-A 97
CTCC CITY CAPITAL CORPORATION 9
CTE SINOTECH ENERGY LTD ADS 1
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Consecutive Days
Ticker Security Name on List
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DBTB Debut Broadcasting Corporation 7
ESLRQ EVERGREEN SOLAR INC 6
EXTO EXIT ONLY INC 14
FEEL FEEL GOLF CO INC COM STK (CA) 5
GAPTQ GREAT ATLANTIC & PAC TEA 3
GURE GULF RESOURCES, INC. NEWCOMMON 5
HOGS ZHONGPIN INC COM STK 18
HRBN HARBIN ELEC INC 60
LLEN L & L ENERGY INC COM STK (NV) 1
MEMI MIRACLE ENTERTAINMENT INC 11
MGDDY Michelin Compagnie Generale de 3
MOBI SKY -MOBI LIMITED ADS 12
MOTR MOTRICITY INC COM STK (DE) 8
MRPZY MR PRICE GROUP LTD UNSPONSORED 6
MSHL MARSHALL EDWARDS INC COM STK ( 4
PLZLY POLYUS GOLD INTL LTD SPON GDR 6
PSCM POWERSHARES S&P SMALLCAP MATER 3
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Consecutive Days
Ticker Security Name on List
=================================================================
PUDA PUDA COAL INC (DE) 2
QTWW QUANTUM FUEL SYS TECHNOLOGIES 7
RELM RELM HOLDINGS INC. COM 2
ROYL ROYALE ENERGY INC 10
RXAC RESOURCE EXCHANGE AMER CORP CO 9
SBGSY Schneider Electric Sa Unsponso 8
SMDZF STRATEGIC METALS LTD COM NEW ( 2
SNOFF SINA-FOREST CORP SUB VTG(F) 25
SOXX ISHARES PHLX SOX SEMICONDUCTOR 3
TISA TOP IMAGE SYS LTD 6
TNTEY TNT EXPRESS N V ADR (NLD) 4
TQQQ PROSHARES ULTRAPRO QQQ 19
TRMAQ TRICO MARINE SERVICES INC NEW 8
TUDO TUDOU HLDGS LTD SPON ADR (CYM) 1
UIBT UNIVERSAL ICE BLAST INC NEW 18
VCIT VANGUARD INTERMEDIATE-TERM COR 15
VCRT VICOR TECHNOLOGIES INC NEW COM 6
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Consecutive Days
Ticker Security Name on List
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VCSH VANGUARD SHT-TERM CORP BD ETF 17
VGSH VANGUARD SHT-TRM GOVT BD ETF 12
VXUS VANGUARD STAR FD VANGUARD TOTA 15
WTKWY WOLTERS KLUWER NV SPONS ADR 7
YRCW YRC WORLDWIDE INC 41
ZAGG ZAGG INCORPORATED COM STK 6
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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