Nasdaq ‘Threshold’ Securities for Aug. 19
By Michael J. Munoz -
2011-08-22T06:53:21Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATRN ATRINSIC, INC COM STK 5
BGMO BERGAMO ACQUISITION CORPORATIO 3
BLOAQ BLOCKBUSTER INC CL-A 90
BWOW WOWJOINT HLDIGS LTD COM STK (C 2
CFSU COMPLETE FINL SOLUTIONS COM ST 7
CIBEY COMMERCIAL INTERNATIONAL BK LT 5
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Consecutive Days
Ticker Security Name on List
=================================================================
CMZPD COMPTON PETE CORP ORD SHS (CDA 1
CTCC CITY CAPITAL CORPORATION 2
ECPL ECOPLUS INC. COMMON STOCK 4
ESLR EVERGREEN SOLAR INC 3
EXTO EXIT ONLY INC 7
HOGS ZHONGPIN INC COM STK 11
HRBN HARBIN ELEC INC 53
IFPJY INFORMA PLC UNSPONSORED AMERIC 4
INDY ISHARES S&P INDIA NIFTY 50 IND 3
MDLNF MADALENA VENTURES COM STK (CAN 4
MEMI MIRACLE ENTERTAINMENT INC 4
MOBI SKY -MOBI LIMITED ADS 5
MOTR MOTRICITY INC COM STK (DE) 1
PNSN PENSON WORLDWIDE INC COM STK 3
PRPM PROTEK CAPITAL, INC. COMMON S 5
ROYL ROYALE ENERGY INC 3
RXAC RESOURCE EXCHANGE AMER CORP CO 2
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Consecutive Days
Ticker Security Name on List
=================================================================
SBGSY Schneider Electric Sa Unsponso 1
SKYY FIRST TRUST ISE CLOUD COMPUTIN 2
SNOFF SINA-FOREST CORP SUB VTG(F) 18
SVCBY SVENSKA CELLULOSA B SPONS ADR 2
TMKXY TMK OAO SPONSORED ADR (RU) 4
TQQQ PROSHARES ULTRAPRO QQQ 12
TRMAQ TRICO MARINE SERVICES INC NEW 1
UIBT UNIVERSAL ICE BLAST INC NEW 11
VCIT VANGUARD INTERMEDIATE-TERM COR 8
VCLT VANGUARD LG-TRM CORP BD ETF 6
VCSH VANGUARD SHT-TERM CORP BD ETF 10
VGIT VANGUARD INTERMEDIATE-TERM GOV 4
VGSH VANGUARD SHT-TRM GOVT BD ETF 5
VONV VANGUARD RUSSELL 1000 VALUE ET 2
VTWV VANGUARD RUSSELL 2000 VALUE ET 4
VXUS VANGUARD STAR FD VANGUARD TOTA 8
YRCW YRC WORLDWIDE INC 34
ZN ZION OIL & GAS INC COM 5
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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