Nasdaq ‘Threshold’ Securities for Aug. 19

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATRN    ATRINSIC, INC  COM STK                                 5
BGMO    BERGAMO ACQUISITION CORPORATIO                         3
BLOAQ   BLOCKBUSTER INC CL-A                                  90
BWOW    WOWJOINT HLDIGS LTD COM STK (C                         2
CFSU    COMPLETE FINL SOLUTIONS COM ST                         7
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
CMZPD   COMPTON PETE CORP ORD SHS (CDA                         1
CTCC    CITY CAPITAL CORPORATION                               2
ECPL    ECOPLUS INC. COMMON STOCK                              4
ESLR    EVERGREEN SOLAR INC                                    3
EXTO    EXIT ONLY INC                                          7
HOGS    ZHONGPIN INC COM STK                                  11
HRBN    HARBIN ELEC INC                                       53
IFPJY   INFORMA PLC UNSPONSORED AMERIC                         4
INDY    ISHARES S&P INDIA NIFTY 50 IND                         3
MDLNF   MADALENA VENTURES COM STK (CAN                         4
MEMI    MIRACLE ENTERTAINMENT INC                              4
MOBI    SKY -MOBI LIMITED ADS                                  5
MOTR    MOTRICITY INC COM STK (DE)                             1
PNSN    PENSON WORLDWIDE INC COM STK                           3
PRPM    PROTEK CAPITAL, INC.  COMMON S                         5
ROYL    ROYALE ENERGY INC                                      3
RXAC    RESOURCE EXCHANGE AMER CORP CO                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
SBGSY   Schneider Electric Sa Unsponso                         1
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                         2
SNOFF   SINA-FOREST CORP SUB VTG(F)                           18
SVCBY   SVENSKA CELLULOSA B SPONS ADR                          2
TMKXY   TMK OAO SPONSORED ADR (RU)                             4
TQQQ    PROSHARES ULTRAPRO QQQ                                12
TRMAQ   TRICO MARINE SERVICES INC NEW                          1
UIBT    UNIVERSAL ICE BLAST INC NEW                           11
VCIT    VANGUARD INTERMEDIATE-TERM COR                         8
VCLT    VANGUARD LG-TRM CORP BD ETF                            6
VCSH    VANGUARD SHT-TERM CORP BD ETF                         10
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         4
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                          5
VONV    VANGUARD RUSSELL 1000 VALUE ET                         2
VTWV    VANGUARD RUSSELL 2000 VALUE ET                         4
VXUS    VANGUARD STAR FD VANGUARD TOTA                         8
YRCW    YRC WORLDWIDE INC                                     34
ZN      ZION OIL & GAS INC COM                                 5
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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