Nasdaq ‘Threshold’ Securities for Aug. 17

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATRN    ATRINSIC, INC  COM STK                                 3
BGMO    BERGAMO ACQUISITION CORPORATIO                         1
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         5
BLOAQ   BLOCKBUSTER INC CL-A                                  88
CFSU    COMPLETE FINL SOLUTIONS COM ST                         5
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         3
                                                Consecutive Days
Ticker  Security Name                                    on List
ECPL    ECOPLUS INC. COMMON STOCK                              2
ESLR    EVERGREEN SOLAR INC                                    1
EXTO    EXIT ONLY INC                                          5
GENE    GENETIC TECHS LTD                                      6
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        88
HOGS    ZHONGPIN INC COM STK                                   9
HRBN    HARBIN ELEC INC                                       51
IFPJY   INFORMA PLC UNSPONSORED AMERIC                         2
IMZLF   INTERNATIONAL MINERALS CORP                            7
INDY    ISHARES S&P INDIA NIFTY 50 IND                         1
KWICW   KENNEDY-WILSON HOLDINGS, INC.                         10
LPHI    LIFE PARTNERS HLDGS INC                                6
MDLNF   MADALENA VENTURES COM STK (CAN                         2
MEMI    MIRACLE ENTERTAINMENT INC                              2
MOBI    SKY -MOBI LIMITED ADS                                  3
NGSX    NEUROGESX, INC. (DELAWARE)                            10
PEUGY   PEUGEOT S A SPONS ADR-NEW-                             9
                                                Consecutive Days
Ticker  Security Name                                    on List
PNSN    PENSON WORLDWIDE INC COM STK                           1
PRPM    PROTEK CAPITAL, INC.  COMMON S                         3
ROYL    ROYALE ENERGY INC                                      1
SINO    SINO-GLOBAL SHIPPING AMERICA.L                        10
SNOFF   SINA-FOREST CORP SUB VTG(F)                           16
TMKXY   TMK OAO SPONSORED ADR (RU)                             2
TQQQ    PROSHARES ULTRAPRO QQQ                                10
UIBT    UNIVERSAL ICE BLAST INC NEW                            9
VCIT    VANGUARD INTERMEDIATE-TERM COR                         6
VCLT    VANGUARD LG-TRM CORP BD ETF                            4
VCSH    VANGUARD SHT-TERM CORP BD ETF                          8
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         2
VGLT    VANGUARD LG-TRM GOVT BD ETF                            4
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                          3
VTWV    VANGUARD RUSSELL 2000 VALUE ET                         2
VXUS    VANGUARD STAR FD VANGUARD TOTA                         6
YRCW    YRC WORLDWIDE INC                                     32
ZN      ZION OIL & GAS INC COM                                 3
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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