Nasdaq ‘Threshold’ Securities for Aug. 17
By Michael J. Munoz -
2011-08-18T07:41:33Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATRN ATRINSIC, INC COM STK 3
BGMO BERGAMO ACQUISITION CORPORATIO 1
BHVCF BELLHAVEN COPPER & GOLD, INC O 5
BLOAQ BLOCKBUSTER INC CL-A 88
CFSU COMPLETE FINL SOLUTIONS COM ST 5
CIBEY COMMERCIAL INTERNATIONAL BK LT 3
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Consecutive Days
Ticker Security Name on List
=================================================================
ECPL ECOPLUS INC. COMMON STOCK 2
ESLR EVERGREEN SOLAR INC 1
EXTO EXIT ONLY INC 5
GENE GENETIC TECHS LTD 6
GGCRF SILVERMEX RESOURCES, INC. ORDI 88
HOGS ZHONGPIN INC COM STK 9
HRBN HARBIN ELEC INC 51
IFPJY INFORMA PLC UNSPONSORED AMERIC 2
IMZLF INTERNATIONAL MINERALS CORP 7
INDY ISHARES S&P INDIA NIFTY 50 IND 1
KWICW KENNEDY-WILSON HOLDINGS, INC. 10
LPHI LIFE PARTNERS HLDGS INC 6
MDLNF MADALENA VENTURES COM STK (CAN 2
MEMI MIRACLE ENTERTAINMENT INC 2
MOBI SKY -MOBI LIMITED ADS 3
NGSX NEUROGESX, INC. (DELAWARE) 10
PEUGY PEUGEOT S A SPONS ADR-NEW- 9
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Consecutive Days
Ticker Security Name on List
=================================================================
PNSN PENSON WORLDWIDE INC COM STK 1
PRPM PROTEK CAPITAL, INC. COMMON S 3
ROYL ROYALE ENERGY INC 1
SINO SINO-GLOBAL SHIPPING AMERICA.L 10
SNOFF SINA-FOREST CORP SUB VTG(F) 16
TMKXY TMK OAO SPONSORED ADR (RU) 2
TQQQ PROSHARES ULTRAPRO QQQ 10
UIBT UNIVERSAL ICE BLAST INC NEW 9
VCIT VANGUARD INTERMEDIATE-TERM COR 6
VCLT VANGUARD LG-TRM CORP BD ETF 4
VCSH VANGUARD SHT-TERM CORP BD ETF 8
VGIT VANGUARD INTERMEDIATE-TERM GOV 2
VGLT VANGUARD LG-TRM GOVT BD ETF 4
VGSH VANGUARD SHT-TRM GOVT BD ETF 3
VTWV VANGUARD RUSSELL 2000 VALUE ET 2
VXUS VANGUARD STAR FD VANGUARD TOTA 6
YRCW YRC WORLDWIDE INC 32
ZN ZION OIL & GAS INC COM 3
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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