Nasdaq ‘Threshold’ Securities for Aug. 15

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATRN    ATRINSIC, INC  COM STK                                 1
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         3
BLOAQ   BLOCKBUSTER INC CL-A                                  86
CFSU    COMPLETE FINL SOLUTIONS COM ST                         3
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         1
EXTO    EXIT ONLY INC                                          3
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
GENE    GENETIC TECHS LTD                                      4
GFNL    GENESIS FINL INC                                       9
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        86
HOGS    ZHONGPIN INC COM STK                                   7
HRBN    HARBIN ELEC INC                                       49
IMZLF   INTERNATIONAL MINERALS CORP                            5
KONE    KINGTONE WIRELESSINFO SOLUTION                        11
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          8
LLEN    L & L ENERGY INC COM STK (NV)                          4
LPHI    LIFE PARTNERS HLDGS INC                                4
MOBI    SKY -MOBI LIMITED ADS                                  1
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          7
NGSX    NEUROGESX, INC. (DELAWARE)                             8
ORVMF   ORVANA MINERALS CORP (F)                               7
PEUGY   PEUGEOT S A SPONS ADR-NEW-                             7
PRPM    PROTEK CAPITAL, INC.  COMMON S                         1
SINO    SINO-GLOBAL SHIPPING AMERICA.L                         8
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SNOFF   SINA-FOREST CORP SUB VTG(F)                           14
TQQQ    PROSHARES ULTRAPRO QQQ                                 8
UIBT    UNIVERSAL ICE BLAST INC NEW                            7
VCIT    VANGUARD INTERMEDIATE-TERM COR                         4
VCLT    VANGUARD LG-TRM CORP BD ETF                            2
VCSH    VANGUARD SHT-TERM CORP BD ETF                          6
VGLT    VANGUARD LG-TRM GOVT BD ETF                            2
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                          1
VMBS    VANGUARD MORTG-BACKED SEC ETF                          4
VXUS    VANGUARD STAR FD VANGUARD TOTA                         4
YRCW    YRC WORLDWIDE INC                                     30
ZN      ZION OIL & GAS INC COM                                 1
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at kyoo3@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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