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Nasdaq ‘Threshold’ Securities for Aug. 12

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
BHVCF   BELLHAVEN COPPER & GOLD, INC O                         2
BLOAQ   BLOCKBUSTER INC CL-A                                  85
CFSU    COMPLETE FINL SOLUTIONS COM ST                         2
EXTO    EXIT ONLY INC                                          2
GENE    GENETIC TECHS LTD                                      3
GFNL    GENESIS FINL INC                                       8
                                                Consecutive Days
Ticker  Security Name                                    on List
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        85
HOGS    ZHONGPIN INC COM STK                                   6
HRBN    HARBIN ELEC INC                                       48
IGXT    INTELGENX TECHNOLOGIES CORP CO                        16
IMZLF   INTERNATIONAL MINERALS CORP                            4
KONE    KINGTONE WIRELESSINFO SOLUTION                        10
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          7
LLEN    L & L ENERGY INC COM STK (NV)                          3
LPHI    LIFE PARTNERS HLDGS INC                                3
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          6
NGSX    NEUROGESX, INC. (DELAWARE)                             7
ORVMF   ORVANA MINERALS CORP (F)                               6
PEUGY   PEUGEOT S A SPONS ADR-NEW-                             6
SINO    SINO-GLOBAL SHIPPING AMERICA.L                         7
SNOFF   SINA-FOREST CORP SUB VTG(F)                           13
TQQQ    PROSHARES ULTRAPRO QQQ                                 7
UIBT    UNIVERSAL ICE BLAST INC NEW                            6
                                                Consecutive Days
Ticker  Security Name                                    on List
VCIT    VANGUARD INTERMEDIATE-TERM COR                         3
VCLT    VANGUARD LG-TRM CORP BD ETF                            1
VCSH    VANGUARD SHT-TERM CORP BD ETF                          5
VGLT    VANGUARD LG-TRM GOVT BD ETF                            1
VMBS    VANGUARD MORTG-BACKED SEC ETF                          3
VXUS    VANGUARD STAR FD VANGUARD TOTA                         3
YRCW    YRC WORLDWIDE INC                                     29
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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