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Nasdaq ‘Threshold’ Securities for Aug. 10

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
BLOAQ   BLOCKBUSTER INC CL-A                                  83
GENE    GENETIC TECHS LTD                                      1
GFNL    GENESIS FINL INC                                       6
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        83
HOGS    ZHONGPIN INC COM STK                                   4
HRBN    HARBIN ELEC INC                                       46
                                                Consecutive Days
Ticker  Security Name                                    on List
IGXT    INTELGENX TECHNOLOGIES CORP CO                        14
IMZLF   INTERNATIONAL MINERALS CORP                            2
KONE    KINGTONE WIRELESSINFO SOLUTION                         8
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          5
LATI    LATTITUDE SOLUTIONS. INC                              10
LLEN    L & L ENERGY INC COM STK (NV)                          1
LPHI    LIFE PARTNERS HLDGS INC                                1
MSHL    MARSHALL EDWARDS INC COM STK (                         4
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          4
NGSX    NEUROGESX, INC. (DELAWARE)                             5
ORVMF   ORVANA MINERALS CORP (F)                               4
PEUGY   PEUGEOT S A SPONS ADR-NEW-                             4
SINO    SINO-GLOBAL SHIPPING AMERICA.L                         5
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                        19
SNOFF   SINA-FOREST CORP SUB VTG(F)                           11
TQQQ    PROSHARES ULTRAPRO QQQ                                 5
UIBT    UNIVERSAL ICE BLAST INC NEW                            4
                                                Consecutive Days
Ticker  Security Name                                    on List
VCIT    VANGUARD INTERMEDIATE-TERM COR                         1
VCSH    VANGUARD SHT-TERM CORP BD ETF                          3
VMBS    VANGUARD MORTG-BACKED SEC ETF                          1
VXUS    VANGUARD STAR FD VANGUARD TOTA                         1
YRCW    YRC WORLDWIDE INC                                     27
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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