Nasdaq ‘Threshold’ Securities for Aug. 10
By Michael J. Munoz -
2011-08-11T07:09:37Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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BLOAQ BLOCKBUSTER INC CL-A 83
GENE GENETIC TECHS LTD 1
GFNL GENESIS FINL INC 6
GGCRF SILVERMEX RESOURCES, INC. ORDI 83
HOGS ZHONGPIN INC COM STK 4
HRBN HARBIN ELEC INC 46
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Consecutive Days
Ticker Security Name on List
=================================================================
IGXT INTELGENX TECHNOLOGIES CORP CO 14
IMZLF INTERNATIONAL MINERALS CORP 2
KONE KINGTONE WIRELESSINFO SOLUTION 8
KWICW KENNEDY-WILSON HOLDINGS, INC. 5
LATI LATTITUDE SOLUTIONS. INC 10
LLEN L & L ENERGY INC COM STK (NV) 1
LPHI LIFE PARTNERS HLDGS INC 1
MSHL MARSHALL EDWARDS INC COM STK ( 4
MURZY MURRAY & ROBERTS HLDG LTD ORD 4
NGSX NEUROGESX, INC. (DELAWARE) 5
ORVMF ORVANA MINERALS CORP (F) 4
PEUGY PEUGEOT S A SPONS ADR-NEW- 4
SINO SINO-GLOBAL SHIPPING AMERICA.L 5
SKYY FIRST TRUST ISE CLOUD COMPUTIN 19
SNOFF SINA-FOREST CORP SUB VTG(F) 11
TQQQ PROSHARES ULTRAPRO QQQ 5
UIBT UNIVERSAL ICE BLAST INC NEW 4
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Consecutive Days
Ticker Security Name on List
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VCIT VANGUARD INTERMEDIATE-TERM COR 1
VCSH VANGUARD SHT-TERM CORP BD ETF 3
VMBS VANGUARD MORTG-BACKED SEC ETF 1
VXUS VANGUARD STAR FD VANGUARD TOTA 1
YRCW YRC WORLDWIDE INC 27
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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