Nasdaq ‘Threshold’ Securities for Aug. 9

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AUNFF   AURCANA CORP                                          13
BLOAQ   BLOCKBUSTER INC CL-A                                  82
GFNL    GENESIS FINL INC                                       5
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        82
HOGS    ZHONGPIN INC COM STK                                   3
HRBN    HARBIN ELEC INC                                       45
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
IGXT    INTELGENX TECHNOLOGIES CORP CO                        13
IMZLF   INTERNATIONAL MINERALS CORP                            1
KONE    KINGTONE WIRELESSINFO SOLUTION                         7
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          4
LATI    LATTITUDE SOLUTIONS. INC                               9
MSHL    MARSHALL EDWARDS INC COM STK (                         3
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          3
NGSX    NEUROGESX, INC. (DELAWARE)                             4
ORVMF   ORVANA MINERALS CORP (F)                               3
PEUGY   PEUGEOT S A SPONS ADR-NEW-                             3
PSCE    POWERSHARES S&P SMALLCAP ENERG                         7
SINO    SINO-GLOBAL SHIPPING AMERICA.L                         4
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                        18
SNOFF   SINA-FOREST CORP SUB VTG(F)                           10
TNTEY   TNT EXPRESS N V ADR (NLD)                             15
TQQQ    PROSHARES ULTRAPRO QQQ                                 4
UIBT    UNIVERSAL ICE BLAST INC NEW                            3
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
VCSH    VANGUARD SHT-TERM CORP BD ETF                          2
YRCW    YRC WORLDWIDE INC                                     26
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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