Nasdaq ‘Threshold’ Securities for Aug. 8

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AUNFF   AURCANA CORP                                          12
BLOAQ   BLOCKBUSTER INC CL-A                                  81
CELO    CEELOX INC. COMMON STOCK                               7
DEGH    DOUBLE EAGLE HOLDINGS, LTD. CO                         8
GFNL    GENESIS FINL INC                                       4
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        81
                                                Consecutive Days
Ticker  Security Name                                    on List
HOGS    ZHONGPIN INC COM STK                                   2
HRBN    HARBIN ELEC INC                                       44
IGXT    INTELGENX TECHNOLOGIES CORP CO                        12
KONE    KINGTONE WIRELESSINFO SOLUTION                         6
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          3
LATI    LATTITUDE SOLUTIONS. INC                               8
MSHL    MARSHALL EDWARDS INC COM STK (                         2
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          2
NGSX    NEUROGESX, INC. (DELAWARE)                             3
ORVMF   ORVANA MINERALS CORP (F)                               2
PEUGY   PEUGEOT S A SPONS ADR-NEW-                             2
PSCD    POWERSHARES S&P SMALLCAP CONSU                        18
PSCE    POWERSHARES S&P SMALLCAP ENERG                         6
RELM    RELM HOLDINGS INC. COM                                 6
ROSG    ROSETTA GENOMICS LTD ORD SHS N                         4
SINO    SINO-GLOBAL SHIPPING AMERICA.L                         3
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                        17
                                                Consecutive Days
Ticker  Security Name                                    on List
SNOFF   SINA-FOREST CORP SUB VTG(F)                            9
TNTEY   TNT EXPRESS N V ADR (NLD)                             14
TQQQ    PROSHARES ULTRAPRO QQQ                                 3
TZOO    TRAVELZOO INC                                         15
UIBT    UNIVERSAL ICE BLAST INC NEW                            2
VCSH    VANGUARD SHT-TERM CORP BD ETF                          1
YRCW    YRC WORLDWIDE INC                                     25
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.