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Nasdaq ‘Threshold’ Securities for Aug. 4

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
APRJ    AMERICAN CAPITAL PARTNERS LTD                          5
AUNFF   AURCANA CORP                                          10
BLOAQ   BLOCKBUSTER INC CL-A                                  79
CELO    CEELOX INC. COMMON STOCK                               5
CLXM    CLX MED INC NEW COM STK (US)                          14
DEGH    DOUBLE EAGLE HOLDINGS, LTD. CO                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
GFNL    GENESIS FINL INC                                       2
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        79
HRBN    HARBIN ELEC INC                                       42
IGXT    INTELGENX TECHNOLOGIES CORP CO                        10
JVA     COFFEE HOLDING CO., INC.                              15
KONE    KINGTONE WIRELESSINFO SOLUTION                         4
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          1
LATI    LATTITUDE SOLUTIONS. INC                               6
MRPZY   MR PRICE GROUP LTD UNSPONSORED                         6
NGSX    NEUROGESX, INC. (DELAWARE)                             1
PNQI    POWERSHARES NASDAQ INTERNET PO                        14
PSCD    POWERSHARES S&P SMALLCAP CONSU                        16
PSCE    POWERSHARES S&P SMALLCAP ENERG                         4
RELM    RELM HOLDINGS INC. COM                                 4
ROSG    ROSETTA GENOMICS LTD ORD SHS N                         2
SINO    SINO-GLOBAL SHIPPING AMERICA.L                         1
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                        15
                                                Consecutive Days
Ticker  Security Name                                    on List
SNOFF   SINA-FOREST CORP SUB VTG(F)                            7
TNTEY   TNT EXPRESS N V ADR (NLD)                             12
TQQQ    PROSHARES ULTRAPRO QQQ                                 1
TZOO    TRAVELZOO INC                                         13
UGSI    UNERGROUND SOLUTIONS INC.                             10
YRCW    YRC WORLDWIDE INC                                     23
ZAGG    ZAGG INCORPORATED COM STK                             24
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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