Nasdaq ‘Threshold’ Securities for Aug. 2
By Michael J. Munoz -
2011-08-03T07:19:48Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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APRJ AMERICAN CAPITAL PARTNERS LTD 3
AUNFF AURCANA CORP 8
BGPIQ BORDERS GROUP INC 16
BLOAQ BLOCKBUSTER INC CL-A 77
BODY BODY CENTRAL CORP COM STK 11
CELO CEELOX INC. COMMON STOCK 3
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Consecutive Days
Ticker Security Name on List
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CLXM CLX MED INC NEW COM STK (US) 12
DEGH DOUBLE EAGLE HOLDINGS, LTD. CO 4
GGCRF SILVERMEX RESOURCES, INC. ORDI 77
HRBN HARBIN ELEC INC 40
IGXT INTELGENX TECHNOLOGIES CORP CO 8
JVA COFFEE HOLDING CO., INC. 13
KONE KINGTONE WIRELESSINFO SOLUTION 2
LATI LATTITUDE SOLUTIONS. INC 4
MRPZY MR PRICE GROUP LTD UNSPONSORED 4
NEGS NX GLOBAL, INC. COMMON STOCK 5
NVAE SAVANNA EAST AFRICA INC COM ST 39
OXGN OXIGENE INC COM 29
PNQI POWERSHARES NASDAQ INTERNET PO 12
PSCD POWERSHARES S&P SMALLCAP CONSU 14
PSCE POWERSHARES S&P SMALLCAP ENERG 2
PSRU PURESPECTRUM, INC. COMMON STOC 4
REDF REDIFF.COM INDIA LTD ADS 5
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Consecutive Days
Ticker Security Name on List
=================================================================
RELM RELM HOLDINGS INC. COM 2
RNTL ROCKWOOD NATIONAL CORP 7
ROSGD ROSETTA GENOMICS LTD ORD SHS N 9
RTRAF ROMARCO MINERALS INC NEW 34
SBRCY SBERBANK RUSSIA SPONSORED AME 19
SKYY FIRST TRUST ISE CLOUD COMPUTIN 13
SNOFF SINA-FOREST CORP SUB VTG(F) 5
TNTEY TNT EXPRESS N V ADR (NLD) 10
TZOO TRAVELZOO INC 11
UGSI UNERGROUND SOLUTIONS INC. 8
YRCW YRC WORLDWIDE INC 21
ZAGG ZAGG INCORPORATED COM STK 22
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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