Nasdaq ‘Threshold’ Securities for Aug. 1
By Michael J. Munoz -
2011-08-02T03:41:49Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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APRJ AMERICAN CAPITAL PARTNERS LTD 2
AUNFF AURCANA CORP 7
BGPIQ BORDERS GROUP INC 15
BLOAQ BLOCKBUSTER INC CL-A 76
BODY BODY CENTRAL CORP COM STK 10
BORK BOURQUE INDUSTRIES, INC. COMMO 7
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Consecutive Days
Ticker Security Name on List
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CELO CEELOX INC. COMMON STOCK 2
CLXM CLX MED INC NEW COM STK (US) 11
DEGH DOUBLE EAGLE HOLDINGS, LTD. CO 3
GGCRF SILVERMEX RESOURCES, INC. ORDI 76
HRBN HARBIN ELEC INC 39
IGXT INTELGENX TECHNOLOGIES CORP CO 7
JBII JBI, INC. NEW COMMON STOCK 5
JVA COFFEE HOLDING CO., INC. 12
KONE KINGTONE WIRELESSINFO SOLUTION 1
LATI LATTITUDE SOLUTIONS. INC 3
MRPZY MR PRICE GROUP LTD UNSPONSORED 3
NEGS NX GLOBAL, INC. COMMON STOCK 4
NVAE SAVANNA EAST AFRICA INC COM ST 38
OXGN OXIGENE INC COM 28
PDOS Platinum Studios, Inc. Common 16
PNQI POWERSHARES NASDAQ INTERNET PO 11
PSCD POWERSHARES S&P SMALLCAP CONSU 13
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Consecutive Days
Ticker Security Name on List
=================================================================
PSCE POWERSHARES S&P SMALLCAP ENERG 1
PSRU PURESPECTRUM, INC. COMMON STOC 3
REDF REDIFF.COM INDIA LTD ADS 4
RELM RELM HOLDINGS INC. COM 1
RNTL ROCKWOOD NATIONAL CORP 6
ROSGD ROSETTA GENOMICS LTD ORD SHS N 8
RTRAF ROMARCO MINERALS INC NEW 33
SBRCY SBERBANK RUSSIA SPONSORED AME 18
SKYY FIRST TRUST ISE CLOUD COMPUTIN 12
SNOFF SINA-FOREST CORP SUB VTG(F) 4
TNTEY TNT EXPRESS N V ADR (NLD) 9
TZOO TRAVELZOO INC 10
UGSI UNERGROUND SOLUTIONS INC. 7
YRCW YRC WORLDWIDE INC 20
ZAGG ZAGG INCORPORATED COM STK 21
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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