Nasdaq ‘Threshold’ Securities for July 15

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AFFY    AFFYMAX INC COM                                        6
AVGCF   Avion Gold Corp. Ordinary Shar                         2
BCEKF   BEAR CREEK MINING CORPORATION                          7
BGPIQ   BORDERS GROUP INC                                      4
BIB     PROSHARES TRUST - PROSHARES UL                         2
BICK    FIRST TRUST ISE BICK INDEX FUN                         7
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BLOAQ   BLOCKBUSTER INC CL-A                                  65
BSTC    BIOSPECIFICS TECHNOLOGIES CORP                        16
CHBT    China-Biotics, Inc. Common Sto                        41
CLSN    CELSION CORP NEW                                       3
CPOKY   CHAOEN POKPHAND FEDML SPON ADR                         1
CYRX    CRYOPORT INC NEW COMMON STOCK                          3
DEER    DEER CONSUMER PRODUCTS, INC. N                        83
DLAKY   DEUTSCHE LUFTHANSA AG ADR                              1
EGFDF   EUROPEAN GOLDFIELDS LTD                                2
EORBF   EXPLORATION ORBITE VSPA INC CL                        11
EVRRF   EVERTON RES INC                                       20
FANUY   Fanuc Limited Unsponsored ADR                          6
FBNK    FIRST CONN BANCORP INC MD                              4
FCSC    FIBROCELL SCIENCE INC COMMON S                         1
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        65
HRBN    HARBIN ELEC INC                                       28
JVA     COFFEE HOLDING CO., INC.                               1
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
MOBI    SKY -MOBI LIMITED ADS                                 22
NRBAY   NORDEA BANK SWEDEN AB SPONORED                         2
NVAE    SAVANNA EAST AFRICA INC COM ST                        27
OXGN    OXIGENE INC COM                                       17
PALAF   PALADIN ENERGY LTD ORD SHS (AU                         2
PDOS    Platinum Studios, Inc. Common                          5
PSCD    POWERSHARES S&P SMALLCAP CONSU                         2
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                         3
QQXT    FIRST TR NASDAQ -100 EX-TECHNO                         1
RTRAF   ROMARCO MINERALS INC NEW                              22
RXPC    RADIENT PHARMACEUTICALS CORPOR                         8
SAVW    SAVWATT USA, INC. COMMON STOCK                         9
SBGSY   Schneider Electric Sa Unsponso                         1
SBRCY   SBERBANK  RUSSIA SPONSORED AME                         7
SIFY    SIFY TECHNOLOGIES LTD ADS                              8
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                         1
SNHFY   Steinhoff International Holdin                         4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SPRD    SPREADTRUM COMMUNICATIONS INC                         11
SPWRA   SUNPOWER CORPORATION CL A                             11
SSVFF   SOUTHERN SILVER EXPLORATION CO                         4
VCIT    VANGUARD INTERMEDIATE-TERM COR                         4
VCRT    VICOR TECHNOLOGIES INC NEW COM                        31
VCSH    VANGUARD SHT-TERM CORP BD ETF                         24
VONV    VANGUARD RUSSELL 1000 VALUE ET                         3
YRCW    YRC WORLDWIDE INC                                      9
ZAGG    ZAGG INCORPORATED COM STK                             10
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.