Nasdaq ‘Threshold’ Securities for July 14

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFFY    AFFYMAX INC COM                                        5
AVGCF   Avion Gold Corp. Ordinary Shar                         1
BCEKF   BEAR CREEK MINING CORPORATION                          6
BGPIQ   BORDERS GROUP INC                                      3
BIB     PROSHARES TRUST - PROSHARES UL                         1
BICK    FIRST TRUST ISE BICK INDEX FUN                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
BLOAQ   BLOCKBUSTER INC CL-A                                  64
BSTC    BIOSPECIFICS TECHNOLOGIES CORP                        15
CHBT    China-Biotics, Inc. Common Sto                        40
CLSN    CELSION CORP NEW                                       2
CYRX    CRYOPORT INC NEW COMMON STOCK                          2
DEER    DEER CONSUMER PRODUCTS, INC. N                        82
EGFDF   EUROPEAN GOLDFIELDS LTD                                1
EORBF   EXPLORATION ORBITE VSPA INC CL                        10
EVRRF   EVERTON RES INC                                       19
FANUY   Fanuc Limited Unsponsored ADR                          5
FBNK    FIRST CONN BANCORP INC MD                              3
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        64
HRBN    HARBIN ELEC INC                                       27
INDY    ISHARES S&P INDIA NIFTY 50 IND                        26
MOBI    SKY -MOBI LIMITED ADS                                 21
NEGS    NX GLOBAL, INC. COMMON STOCK                           6
NRBAY   NORDEA BANK SWEDEN AB SPONORED                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
NVAE    SAVANNA EAST AFRICA INC COM ST                        26
OXGN    OXIGENE INC COM                                       16
PALAF   PALADIN ENERGY LTD ORD SHS (AU                         1
PDOS    Platinum Studios, Inc. Common                          4
PSCD    POWERSHARES S&P SMALLCAP CONSU                         1
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                         2
RTRAF   ROMARCO MINERALS INC NEW                              21
RXPC    RADIENT PHARMACEUTICALS CORPOR                         7
SAVW    SAVWATT USA, INC. COMMON STOCK                         8
SBRCY   SBERBANK  RUSSIA SPONSORED AME                         6
SIFY    SIFY TECHNOLOGIES LTD ADS                              7
SNHFY   Steinhoff International Holdin                         3
SPFM    SPOOFEM COM USA COM STK NEW (O                        27
SPRD    SPREADTRUM COMMUNICATIONS INC                         10
SPWRA   SUNPOWER CORPORATION CL A                             10
SSVFF   SOUTHERN SILVER EXPLORATION CO                         3
TRER    TEXAS RARE EARTH RESOURCES COR                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
VCIT    VANGUARD INTERMEDIATE-TERM COR                         3
VCRT    VICOR TECHNOLOGIES INC NEW COM                        30
VCSH    VANGUARD SHT-TERM CORP BD ETF                         23
VONV    VANGUARD RUSSELL 1000 VALUE ET                         2
YRCW    YRC WORLDWIDE INC                                      8
ZAGG    ZAGG INCORPORATED COM STK                              9
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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