Nasdaq ‘Threshold’ Securities for July 13

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AFFY    AFFYMAX INC COM                                        4
BCEKF   BEAR CREEK MINING CORPORATION                          5
BGPIQ   BORDERS GROUP INC                                      2
BICK    FIRST TRUST ISE BICK INDEX FUN                         5
BLOAQ   BLOCKBUSTER INC CL-A                                  63
BORK    BOURQUE INDUSTRIES, INC. COMMO                        19
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BSTC    BIOSPECIFICS TECHNOLOGIES CORP                        14
CHBT    China-Biotics, Inc. Common Sto                        39
CHOP    CHINA GERUI ADVANCED MATERIALS                         9
CLSN    CELSION CORP NEW                                       1
CYRX    CRYOPORT INC NEW COMMON STOCK                          1
DEER    DEER CONSUMER PRODUCTS, INC. N                        81
EORBF   EXPLORATION ORBITE VSPA INC CL                         9
EVRRF   EVERTON RES INC                                       18
FANUY   Fanuc Limited Unsponsored ADR                          4
FBNK    FIRST CONN BANCORP INC MD                              2
GDCRF   GOLD CANYON RES INC (F)                               13
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        63
HRBN    HARBIN ELEC INC                                       26
INDY    ISHARES S&P INDIA NIFTY 50 IND                        25
ISHG    ISHARES S&P/CITIGROUP 1-3 YEAR                         7
MOBI    SKY -MOBI LIMITED ADS                                 20
NEGS    NX GLOBAL, INC. COMMON STOCK                           5
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
NVAE    SAVANNA EAST AFRICA INC COM ST                        25
OXGN    OXIGENE INC COM                                       15
PDOS    Platinum Studios, Inc. Common                          3
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                         1
RENFF   ROCK ENERGY INC                                        5
RTRAF   ROMARCO MINERALS INC NEW                              20
RXPC    RADIENT PHARMACEUTICALS CORPOR                         6
SAVW    SAVWATT USA, INC. COMMON STOCK                         7
SBRCY   SBERBANK  RUSSIA SPONSORED AME                         5
SGAS    Sino Gas International Holding                        21
SIFY    SIFY TECHNOLOGIES LTD ADS                              6
SNHFY   Steinhoff International Holdin                         2
SPFM    SPOOFEM COM USA COM STK NEW (O                        26
SPRD    SPREADTRUM COMMUNICATIONS INC                          9
SPWRA   SUNPOWER CORPORATION CL A                              9
SSVFF   SOUTHERN SILVER EXPLORATION CO                         2
TRER    TEXAS RARE EARTH RESOURCES COR                         4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
VCIT    VANGUARD INTERMEDIATE-TERM COR                         2
VCRT    VICOR TECHNOLOGIES INC NEW COM                        29
VCSH    VANGUARD SHT-TERM CORP BD ETF                         22
VONV    VANGUARD RUSSELL 1000 VALUE ET                         1
WTWO    W2 Energy Inc New Common Stock                         9
YRCW    YRC WORLDWIDE INC                                      7
ZAGG    ZAGG INCORPORATED COM STK                              8
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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