Nasdaq ’Threshold’ Securities for June 1

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATTD    ATTITUDE DRINKS INC NEW COM ST                         6
AUNFF   AURCANA CORP                                          70
AURC    Aurus Corp. Common Stock                               4
AWYI    ARIEL WAY, INC                                         5
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                        12
BLOAQ   BLOCKBUSTER INC CL-A                                  34
                                                Consecutive Days
Ticker  Security Name                                    on List
CABL    CHINA CABLECOM HLDGS LTD ORD S                         6
CAGC    CHINA AGRITECH INC NEW COM STK                        66
CAVR    CAVU Resources Inc Common Stoc                         7
CCKRY   CLICKS GROUP LTD UNSPONSORED A                         6
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        65
CHBT    China-Biotics, Inc. Common Sto                        10
CIBEY   COMMERCIAL INTERNATIONAL BK LT                        10
DEER    DEER CONSUMER PRODUCTS, INC. N                        52
DHXMF   DHX Media Ltd Common Shares (C                         5
EFIR    EGPI FIRECREEK, INC. COMMON ST                        11
ELTP    ELITE PHARMACEUTICAL                                   7
ESLR    EVERGREEN SOLAR INC                                   11
FNNVF   FRANCO NEV CORP COMMON (CANADA                         5
GENE    GENETIC TECHS LTD                                     18
GFRE    GULF RESOURCES, INC. NEWCOMMON                         7
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        34
IGXT    INTELGENX TECHNOLOGIES CORP CO                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
IMZLF   INTERNATIONAL MINERALS CORP                            2
JAMN    JAMMIN JAVA CORP COM STK (NV)                          1
JCOF    JAVALUTION COFFEE CO COM STK (                         4
JUHL    JUHL WIND INC COM STK                                  6
LATI    LATTITUDE SOLUTIONS. INC                               8
LFVN    Lifevantage Corporation Common                        14
LGORF   LARGO RESOURCES LTD                                   10
LLEN    L & L ENERGY INC COM STK (NV)                          2
NNAN    NATURALNANO INC                                        9
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        91
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                          5
PLUGD   PLUG POWER INC COM STK NEW (DE                         3
PRGJ    PRG Group, Inc. Common Stock                           2
PUTKY   PT United Tractors Unsponsored                         1
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          9
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         7
SAVW    SAVWATT USA, INC. COMMON STOCK                        25
                                                Consecutive Days
Ticker  Security Name                                    on List
SCEI    SINO CLEAN ENERGY INC COM STK                         21
SOXX    ISHARES PHLX SOX SEMICONDUCTOR                         2
TBTEF   Twin Butte Energy Ltd Ordinary                        16
THTCF   THERATECHNOLOGIES INC SVC                             14
TNGN    TENGION INC COM STK (DE)                               6
TSRYY   TREASURY WINE ESTATES LTD. SPO                         4
TSTC    TELESTONE TECHNOLOGIES CORP                            5
USAT    USA Technologies, Inc. New Com                        16
VCIT    VANGUARD INTERMEDIATE-TERM COR                        22
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                          1
VXUS    VANGUARD STAR FD VANGUARD TOTA                         1
WAMPQ   Washington Mutual, Inc. Non Cu                         4
YESD    YESDTC HLDGS INC COM STK (NV)                          9
YRCW    YRC WORLDWIDE INC                                     29
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.