Nasdaq ’Threshold’ Securities for May 31

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AMIN    AMERICAN INTL INDS INC                                 9
ATTD    ATTITUDE DRINKS INC NEW COM ST                         5
AUNFF   AURCANA CORP                                          69
AURC    Aurus Corp. Common Stock                               3
AWYI    ARIEL WAY, INC                                         4
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                        11
                                                Consecutive Days
Ticker  Security Name                                    on List
BLOAQ   BLOCKBUSTER INC CL-A                                  33
CABL    CHINA CABLECOM HLDGS LTD ORD S                         5
CAGC    CHINA AGRITECH INC NEW COM STK                        65
CAVR    CAVU Resources Inc Common Stoc                         6
CCKRY   CLICKS GROUP LTD UNSPONSORED A                         5
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        64
CHBT    China-Biotics, Inc. Common Sto                         9
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         9
DEER    DEER CONSUMER PRODUCTS, INC. N                        51
DHXMF   DHX Media Ltd Common Shares (C                         4
EFIR    EGPI FIRECREEK, INC. COMMON ST                        10
ELTP    ELITE PHARMACEUTICAL                                   6
ESLR    EVERGREEN SOLAR INC                                   10
FNNVF   FRANCO NEV CORP COMMON (CANADA                         4
GENE    GENETIC TECHS LTD                                     17
GFRE    GULF RESOURCES, INC. NEWCOMMON                         6
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        33
                                                Consecutive Days
Ticker  Security Name                                    on List
IMZLF   INTERNATIONAL MINERALS CORP                            1
JCOF    JAVALUTION COFFEE CO COM STK (                         3
JUHL    JUHL WIND INC COM STK                                  5
LATI    LATTITUDE SOLUTIONS. INC                               7
LFVN    Lifevantage Corporation Common                        13
LGORF   LARGO RESOURCES LTD                                    9
LLEN    L & L ENERGY INC COM STK (NV)                          1
MXXH    MATRIXX RESOURCE HOLDINGS INC                          5
NNAN    NATURALNANO INC                                        8
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        90
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                          4
OXGN    OXIGENE INC COM                                        7
PLUGD   PLUG POWER INC COM STK NEW (DE                         2
PRGJ    PRG Group, Inc. Common Stock                           1
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          8
RELM    RELM HOLDINGS INC. COM                                 5
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
SAAFY   SARAS S P A UNSPON ADR (ITA)                           9
SAVW    SAVWATT USA, INC. COMMON STOCK                        24
SCEI    SINO CLEAN ENERGY INC COM STK                         20
SOXX    ISHARES PHLX SOX SEMICONDUCTOR                         1
TBTEF   Twin Butte Energy Ltd Ordinary                        15
THTCF   THERATECHNOLOGIES INC SVC                             13
TNGN    TENGION INC COM STK (DE)                               5
TSRYY   TREASURY WINE ESTATES LTD. SPO                         3
TSTC    TELESTONE TECHNOLOGIES CORP                            4
USAT    USA Technologies, Inc. New Com                        15
VCIT    VANGUARD INTERMEDIATE-TERM COR                        21
WAMPQ   Washington Mutual, Inc. Non Cu                         3
YESD    YESDTC HLDGS INC COM STK (NV)                          8
YRCW    YRC WORLDWIDE INC                                     28
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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