Nasdaq ’Threshold’ Securities for May 27
By Michael J. Munoz -
2011-05-30T01:49:15Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ALQA ALLIQUA, INC. COMMON STOCK 17
AMIN AMERICAN INTL INDS INC 8
ATTD ATTITUDE DRINKS INC NEW COM ST 4
AUNFF AURCANA CORP 68
AURC Aurus Corp. Common Stock 2
AWYI ARIEL WAY, INC 3
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Consecutive Days
Ticker Security Name on List
=================================================================
BDCO BLUE DOLPHIN ENERGY CO NEW COM 10
BLOAQ BLOCKBUSTER INC CL-A 32
CABL CHINA CABLECOM HLDGS LTD ORD S 4
CAGC CHINA AGRITECH INC NEW COM STK 64
CAVR CAVU Resources Inc Common Stoc 5
CCKRY CLICKS GROUP LTD UNSPONSORED A 4
CCME CHINA MEDIAEXPRESS HOLDINGS IN 63
CHBT China-Biotics, Inc. Common Sto 8
CIBEY COMMERCIAL INTERNATIONAL BK LT 8
DEER DEER CONSUMER PRODUCTS, INC. N 50
DHXMF DHX Media Ltd Common Shares (C 3
EFIR EGPI FIRECREEK, INC. COMMON ST 9
ELTP ELITE PHARMACEUTICAL 5
ESLR EVERGREEN SOLAR INC 9
FNNVF FRANCO NEV CORP COMMON (CANADA 3
GENE GENETIC TECHS LTD 16
GFRE GULF RESOURCES, INC. NEWCOMMON 5
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Consecutive Days
Ticker Security Name on List
=================================================================
GGCRF SILVERMEX RESOURCES, INC. ORDI 32
JCOF JAVALUTION COFFEE CO COM STK ( 2
JUHL JUHL WIND INC COM STK 4
LATI LATTITUDE SOLUTIONS. INC 6
LFVN Lifevantage Corporation Common 12
LGORF LARGO RESOURCES LTD 8
MXXH MATRIXX RESOURCE HOLDINGS INC 4
NNAN NATURALNANO INC 7
NWMT NEWMARKET TECHNOLOGY INC. COM 89
OPMG OPTIONS MEDIA GROUP HOLDINGS, 3
OXGN OXIGENE INC COM 6
PLUGD PLUG POWER INC COM STK NEW (DE 1
QTWW QUANTUM FUEL SYS TECHNOLOGIES 7
RELM RELM HOLDINGS INC. COM 4
RIOAF RIO ALTO MNG LTD NEW COM SHS ( 5
SAAFY SARAS S P A UNSPON ADR (ITA) 8
SAVW SAVWATT USA, INC. COMMON STOCK 23
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Consecutive Days
Ticker Security Name on List
=================================================================
SCEI SINO CLEAN ENERGY INC COM STK 19
TBTEF Twin Butte Energy Ltd Ordinary 14
THTCF THERATECHNOLOGIES INC SVC 12
TNGN TENGION INC COM STK (DE) 4
TSRYY TREASURY WINE ESTATES LTD. SPO 2
TSTC TELESTONE TECHNOLOGIES CORP 3
USAT USA Technologies, Inc. New Com 14
VCIT VANGUARD INTERMEDIATE-TERM COR 20
WAMPQ Washington Mutual, Inc. Non Cu 2
YESD YESDTC HLDGS INC COM STK (NV) 7
YRCW YRC WORLDWIDE INC 27
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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