Nasdaq ’Threshold’ Securities for May 23

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                            13
AMIN    AMERICAN INTL INDS INC                                 4
ATADF   ATAC RESOURCES LTD (CDA)                              13
AUNFF   AURCANA CORP                                          64
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         6
BIB     PROSHARES TRUST - PROSHARES UL                        13
                                                Consecutive Days
Ticker  Security Name                                    on List
BLOAQ   BLOCKBUSTER INC CL-A                                  28
CAGC    CHINA AGRITECH INC NEW COM STK                        60
CAVR    CAVU Resources Inc Common Stoc                         1
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        59
CHBT    China-Biotics, Inc. Common Sto                         4
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         4
DEER    DEER CONSUMER PRODUCTS, INC. N                        46
EFIR    EGPI FIRECREEK, INC. COMMON ST                         5
ELTP    ELITE PHARMACEUTICAL                                   1
ESLR    EVERGREEN SOLAR INC                                    5
FBRWY   FOSTERS GR LTD ADR-NEW                                 2
GENE    GENETIC TECHS LTD                                     12
GFRE    GULF RESOURCES, INC. NEWCOMMON                         1
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        28
GLRP    GLEN ROSE PETROLEUM CORP COM S                         9
LATI    LATTITUDE SOLUTIONS. INC                               2
LFVN    Lifevantage Corporation Common                         8
                                                Consecutive Days
Ticker  Security Name                                    on List
LGORF   LARGO RESOURCES LTD                                    4
MRNA    MARINA BIOTECH INC COM STK (DE                         2
NNAN    NATURALNANO INC                                        3
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        85
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        17
OXGN    OXIGENE INC COM                                        2
PSCH    POWERSHARES S&P SMALLCAP HEALT                         9
PYBX    PLAYBOX (US) INC COM STK (NV)                          7
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          3
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         1
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        42
RTRAF   ROMARCO MINERALS INC NEW                               5
SAAFY   SARAS S P A UNSPON ADR (ITA)                           4
SAVW    SAVWATT USA, INC. COMMON STOCK                        19
SCEI    SINO CLEAN ENERGY INC COM STK                         15
SGTI    SHENGTAI PHARMACEUTICAL, INC.                          5
TBTEF   Twin Butte Energy Ltd Ordinary                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
THTCF   THERATECHNOLOGIES INC SVC                              8
USAT    USA Technologies, Inc. New Com                        10
VCIT    VANGUARD INTERMEDIATE-TERM COR                        16
VCLT    VANGUARD LG-TRM CORP BD ETF                            7
YESD    YESDTC HLDGS INC COM STK (NV)                          3
YRCW    YRC WORLDWIDE INC                                     23
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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