Nasdaq ’Threshold’ Securities for May 23
By Sarina Yoo -
2011-05-24T04:52:55Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ALQA ALLIQUA, INC. COMMON STOCK 13
AMIN AMERICAN INTL INDS INC 4
ATADF ATAC RESOURCES LTD (CDA) 13
AUNFF AURCANA CORP 64
BDCO BLUE DOLPHIN ENERGY CO NEW COM 6
BIB PROSHARES TRUST - PROSHARES UL 13
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Consecutive Days
Ticker Security Name on List
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BLOAQ BLOCKBUSTER INC CL-A 28
CAGC CHINA AGRITECH INC NEW COM STK 60
CAVR CAVU Resources Inc Common Stoc 1
CCME CHINA MEDIAEXPRESS HOLDINGS IN 59
CHBT China-Biotics, Inc. Common Sto 4
CIBEY COMMERCIAL INTERNATIONAL BK LT 4
DEER DEER CONSUMER PRODUCTS, INC. N 46
EFIR EGPI FIRECREEK, INC. COMMON ST 5
ELTP ELITE PHARMACEUTICAL 1
ESLR EVERGREEN SOLAR INC 5
FBRWY FOSTERS GR LTD ADR-NEW 2
GENE GENETIC TECHS LTD 12
GFRE GULF RESOURCES, INC. NEWCOMMON 1
GGCRF SILVERMEX RESOURCES, INC. ORDI 28
GLRP GLEN ROSE PETROLEUM CORP COM S 9
LATI LATTITUDE SOLUTIONS. INC 2
LFVN Lifevantage Corporation Common 8
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Consecutive Days
Ticker Security Name on List
=================================================================
LGORF LARGO RESOURCES LTD 4
MRNA MARINA BIOTECH INC COM STK (DE 2
NNAN NATURALNANO INC 3
NWMT NEWMARKET TECHNOLOGY INC. COM 85
OPELF OPEL SOLAR INTERNATIONAL, INC. 17
OXGN OXIGENE INC COM 2
PSCH POWERSHARES S&P SMALLCAP HEALT 9
PYBX PLAYBOX (US) INC COM STK (NV) 7
QTWW QUANTUM FUEL SYS TECHNOLOGIES 3
RIOAF RIO ALTO MNG LTD NEW COM SHS ( 1
RSHYY RUSHYDRO JSC SPONSORED ADR (RU 42
RTRAF ROMARCO MINERALS INC NEW 5
SAAFY SARAS S P A UNSPON ADR (ITA) 4
SAVW SAVWATT USA, INC. COMMON STOCK 19
SCEI SINO CLEAN ENERGY INC COM STK 15
SGTI SHENGTAI PHARMACEUTICAL, INC. 5
TBTEF Twin Butte Energy Ltd Ordinary 10
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Consecutive Days
Ticker Security Name on List
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THTCF THERATECHNOLOGIES INC SVC 8
USAT USA Technologies, Inc. New Com 10
VCIT VANGUARD INTERMEDIATE-TERM COR 16
VCLT VANGUARD LG-TRM CORP BD ETF 7
YESD YESDTC HLDGS INC COM STK (NV) 3
YRCW YRC WORLDWIDE INC 23
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Sarina Yoo in Seoul at kyoo3@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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