Nasdaq ’Threshold’ Securities for May 20

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                            12
AMIN    AMERICAN INTL INDS INC                                 3
ATADF   ATAC RESOURCES LTD (CDA)                              12
AUNFF   AURCANA CORP                                          63
AXPW    AXION POWER INTERNATIONAL INC                         14
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
BIB     PROSHARES TRUST - PROSHARES UL                        12
BLOAQ   BLOCKBUSTER INC CL-A                                  27
CAGC    CHINA AGRITECH INC NEW COM STK                        59
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        58
CHBT    China-Biotics, Inc. Common Sto                         3
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         3
DEER    DEER CONSUMER PRODUCTS, INC. N                        45
EFIR    EGPI FIRECREEK, INC. COMMON ST                         4
ESLR    EVERGREEN SOLAR INC                                    4
FBRWY   FOSTERS GR LTD ADR-NEW                                 1
FLREE   FLAMERET INC COM STK (NV)                              3
GENE    GENETIC TECHS LTD                                     11
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        27
GLRP    GLEN ROSE PETROLEUM CORP COM S                         8
LATI    LATTITUDE SOLUTIONS. INC                               1
LFVN    Lifevantage Corporation Common                         7
LGORF   LARGO RESOURCES LTD                                    3
                                                Consecutive Days
Ticker  Security Name                                    on List
MRNA    MARINA BIOTECH INC COM STK (DE                         1
NNAN    NATURALNANO INC                                        2
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        84
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        16
OXGN    OXIGENE INC COM                                        1
PSAU    POWERSHARES GLOBAL GOLD AND PR                         5
PSCH    POWERSHARES S&P SMALLCAP HEALT                         8
PYBX    PLAYBOX (US) INC COM STK (NV)                          6
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          2
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        41
RTRAF   ROMARCO MINERALS INC NEW                               4
SAAFY   SARAS S P A UNSPON ADR (ITA)                           3
SAVW    SAVWATT USA, INC. COMMON STOCK                        18
SCEI    SINO CLEAN ENERGY INC COM STK                         14
SGTI    SHENGTAI PHARMACEUTICAL, INC.                          4
TBTEF   Twin Butte Energy Ltd Ordinary                         9
THTCF   THERATECHNOLOGIES INC SVC                              7
                                                Consecutive Days
Ticker  Security Name                                    on List
USAT    USA Technologies, Inc. New Com                         9
VCIT    VANGUARD INTERMEDIATE-TERM COR                        15
VCLT    VANGUARD LG-TRM CORP BD ETF                            6
VXUS    VANGUARD STAR FD VANGUARD TOTA                         5
YESD    YESDTC HLDGS INC COM STK (NV)                          2
YONG    YONGYE INTERNATIONAL, INC. COM                        27
YRCW    YRC WORLDWIDE INC                                     22
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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