Nasdaq ’Threshold’ Securities for May 19

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                            11
AMIN    AMERICAN INTL INDS INC                                 2
ATADF   ATAC RESOURCES LTD (CDA)                              11
AUNFF   AURCANA CORP                                          62
AXPW    AXION POWER INTERNATIONAL INC                         13
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
BIB     PROSHARES TRUST - PROSHARES UL                        11
BLOAQ   BLOCKBUSTER INC CL-A                                  26
CAGC    CHINA AGRITECH INC NEW COM STK                        58
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        57
CHBT    China-Biotics, Inc. Common Sto                         2
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         2
DEER    DEER CONSUMER PRODUCTS, INC. N                        44
EFIR    EGPI FIRECREEK, INC. COMMON ST                         3
ESLR    EVERGREEN SOLAR INC                                    3
FLREE   FLAMERET INC COM STK (NV)                              2
GENE    GENETIC TECHS LTD                                     10
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        26
GLRP    GLEN ROSE PETROLEUM CORP COM S                         7
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         5
LFVN    Lifevantage Corporation Common                         6
LGORF   LARGO RESOURCES LTD                                    2
LJPC    LA JOLLA PHARMACEUTICAL CO NEW                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
LLEN    L & L ENERGY INC COM STK (NV)                         18
NNAN    NATURALNANO INC                                        1
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        83
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        15
PSAU    POWERSHARES GLOBAL GOLD AND PR                         4
PSCH    POWERSHARES S&P SMALLCAP HEALT                         7
PYBX    PLAYBOX (US) INC COM STK (NV)                          5
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          1
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        40
RTRAF   ROMARCO MINERALS INC NEW                               3
SAAFY   SARAS S P A UNSPON ADR (ITA)                           2
SAVW    SAVWATT USA, INC. COMMON STOCK                        17
SCEI    SINO CLEAN ENERGY INC COM STK                         13
SCOK    SINOCOKING COAL & COKE CHEMICA                         7
SFIN    SAFETEK INTL INC COM STK (USA)                         5
SGTI    SHENGTAI PHARMACEUTICAL, INC.                          3
TBTEF   Twin Butte Energy Ltd Ordinary                         8
                                                Consecutive Days
Ticker  Security Name                                    on List
THTCF   THERATECHNOLOGIES INC SVC                              6
USAT    USA Technologies, Inc. New Com                         8
VCIT    VANGUARD INTERMEDIATE-TERM COR                        14
VCLT    VANGUARD LG-TRM CORP BD ETF                            5
VXUS    VANGUARD STAR FD VANGUARD TOTA                         4
YESD    YESDTC HLDGS INC COM STK (NV)                          1
YONG    YONGYE INTERNATIONAL, INC. COM                        26
YRCW    YRC WORLDWIDE INC                                     21
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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