Nasdaq ’Threshold’ Securities for May 18

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                            10
AMIN    AMERICAN INTL INDS INC                                 1
ARREF   AMERIGO RESOURCES LTD                                  7
ATADF   ATAC RESOURCES LTD (CDA)                              10
AUNFF   AURCANA CORP                                          61
AXPW    AXION POWER INTERNATIONAL INC                         12
                                                Consecutive Days
Ticker  Security Name                                    on List
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         3
BIB     PROSHARES TRUST - PROSHARES UL                        10
BLOAQ   BLOCKBUSTER INC CL-A                                  25
CAGC    CHINA AGRITECH INC NEW COM STK                        57
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        56
CHBT    China-Biotics, Inc. Common Sto                         1
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         1
CYRX    CRYOPORT INC NEW COMMON STOCK                          7
DEER    DEER CONSUMER PRODUCTS, INC. N                        43
EFIR    EGPI FIRECREEK, INC. COMMON ST                         2
ESLR    EVERGREEN SOLAR INC                                    2
FLREE   FLAMERET INC COM STK (NV)                              1
GENE    GENETIC TECHS LTD                                      9
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        25
GLRP    GLEN ROSE PETROLEUM CORP COM S                         6
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         4
LEXG    LITHIUM EXPLORATION GROUP, INC                        19
                                                Consecutive Days
Ticker  Security Name                                    on List
LFVN    Lifevantage Corporation Common                         5
LGORF   LARGO RESOURCES LTD                                    1
LJPC    LA JOLLA PHARMACEUTICAL CO NEW                         4
LLEN    L & L ENERGY INC COM STK (NV)                         17
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        82
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        14
PSAU    POWERSHARES GLOBAL GOLD AND PR                         3
PSCH    POWERSHARES S&P SMALLCAP HEALT                         6
PYBX    PLAYBOX (US) INC COM STK (NV)                          4
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        39
RTRAF   ROMARCO MINERALS INC NEW                               2
SAAFY   SARAS S P A UNSPON ADR (ITA)                           1
SAVW    SAVWATT USA, INC. COMMON STOCK                        16
SCEI    SINO CLEAN ENERGY INC COM STK                         12
SCOK    SINOCOKING COAL & COKE CHEMICA                         6
SCPZF   SPROTT RESOURCE CORP ORD SHS (                       107
SFIN    SAFETEK INTL INC COM STK (USA)                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
SGTI    SHENGTAI PHARMACEUTICAL, INC.                          2
TBTEF   Twin Butte Energy Ltd Ordinary                         7
THTCF   THERATECHNOLOGIES INC SVC                              5
USAT    USA Technologies, Inc. New Com                         7
VCIT    VANGUARD INTERMEDIATE-TERM COR                        13
VCLT    VANGUARD LG-TRM CORP BD ETF                            4
VXUS    VANGUARD STAR FD VANGUARD TOTA                         3
YONG    YONGYE INTERNATIONAL, INC. COM                        25
YRCW    YRC WORLDWIDE INC                                     20
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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