Nasdaq ’Threshold’ Securities for May 16

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                             8
ARREF   AMERIGO RESOURCES LTD                                  5
ARZTY   ARYZTA AG, ZUERICH UNSPONSORED                         5
ATADF   ATAC RESOURCES LTD (CDA)                               8
AUNFF   AURCANA CORP                                          59
AXPW    AXION POWER INTERNATIONAL INC                         10
                                                Consecutive Days
Ticker  Security Name                                    on List
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         1
BIB     PROSHARES TRUST - PROSHARES UL                         8
BLOAQ   BLOCKBUSTER INC CL-A                                  23
CAGC    CHINA AGRITECH INC NEW COM STK                        55
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        54
COWI    CoroWare, Inc. New Common Stoc                        10
CYRX    CRYOPORT INC NEW COMMON STOCK                          5
DEER    DEER CONSUMER PRODUCTS, INC. N                        41
DQJCY   Don Quijote Co Ltd Unsponsored                         4
GENE    GENETIC TECHS LTD                                      7
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        23
GLRP    GLEN ROSE PETROLEUM CORP COM S                         4
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         2
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          8
LEXG    LITHIUM EXPLORATION GROUP, INC                        17
LFVN    Lifevantage Corporation Common                         3
LJPC    LA JOLLA PHARMACEUTICAL CO NEW                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
LLEN    L & L ENERGY INC COM STK (NV)                         15
LSGGF   LAKE SHORE GOLD CORP                                   7
LTUM    LITHIUM CORPORATION. COMMON ST                         5
NEGS    NX GLOBAL, INC. COMMON STOCK                          14
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        80
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        12
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         26
PRGJ    PRG Group, Inc. Common Stock                          12
PSAU    POWERSHARES GLOBAL GOLD AND PR                         1
PSCH    POWERSHARES S&P SMALLCAP HEALT                         4
PYBX    PLAYBOX (US) INC COM STK (NV)                          2
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        37
SAVW    SAVWATT USA, INC. COMMON STOCK                        14
SCEI    SINO CLEAN ENERGY INC COM STK                         10
SCOK    SINOCOKING COAL & COKE CHEMICA                         4
SCPZF   SPROTT RESOURCE CORP ORD SHS (                       105
SFIN    SAFETEK INTL INC COM STK (USA)                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
SMDZF   STRATEGIC METALS LTD                                  15
SRGZ    STAR GOLD CORP. NEW COMMON STO                         5
TBTEF   Twin Butte Energy Ltd Ordinary                         5
THTCF   THERATECHNOLOGIES INC SVC                              3
TNCGF   TIO Networks Corp Ordinary Sha                         7
USAT    USA Technologies, Inc. New Com                         5
VCIT    VANGUARD INTERMEDIATE-TERM COR                        11
VCLT    VANGUARD LG-TRM CORP BD ETF                            2
VXUS    VANGUARD STAR FD VANGUARD TOTA                         1
YONG    YONGYE INTERNATIONAL, INC. COM                        23
YRCW    YRC WORLDWIDE INC                                     18
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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