Nasdaq ’Threshold’ Securities for May 13

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                             7
ARREF   AMERIGO RESOURCES LTD                                  4
ARZTY   ARYZTA AG, ZUERICH UNSPONSORED                         4
ATADF   ATAC RESOURCES LTD (CDA)                               7
AUNFF   AURCANA CORP                                          58
AXPW    AXION POWER INTERNATIONAL INC                          9
                                                Consecutive Days
Ticker  Security Name                                    on List
BIB     PROSHARES TRUST - PROSHARES UL                         7
BLOAQ   BLOCKBUSTER INC CL-A                                  22
CABL    CHINA CABLECOM HLDGS LTD ORD S                         5
CAGC    CHINA AGRITECH INC NEW COM STK                        54
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        53
COWI    CoroWare, Inc. New Common Stoc                         9
CYRX    CRYOPORT INC NEW COMMON STOCK                          4
DEER    DEER CONSUMER PRODUCTS, INC. N                        40
DQJCY   Don Quijote Co Ltd Unsponsored                         3
GENE    GENETIC TECHS LTD                                      6
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        22
GLRP    GLEN ROSE PETROLEUM CORP COM S                         3
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         1
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          7
LEXG    LITHIUM EXPLORATION GROUP, INC                        16
LFVN    Lifevantage Corporation Common                         2
LJPC    LA JOLLA PHARMACEUTICAL CO NEW                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
LLEN    L & L ENERGY INC COM STK (NV)                         14
LSGGF   LAKE SHORE GOLD CORP                                   6
LTUM    LITHIUM CORPORATION. COMMON ST                         4
MDHI    MEDICAL ALARM CONCEPTS HLDG IN                         5
NEGS    NX GLOBAL, INC. COMMON STOCK                          13
NUSMF   Nautilus Minerals Inc Ordinary                        14
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        79
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        11
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         25
PACQU   PRIME ACQUISITION CORP UTS CON                         7
PRGJ    PRG Group, Inc. Common Stock                          11
PSCH    POWERSHARES S&P SMALLCAP HEALT                         3
PYBX    PLAYBOX (US) INC COM STK (NV)                          1
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        36
SAVW    SAVWATT USA, INC. COMMON STOCK                        13
SCEI    SINO CLEAN ENERGY INC COM STK                          9
SCOK    SINOCOKING COAL & COKE CHEMICA                         3
                                                Consecutive Days
Ticker  Security Name                                    on List
SCPZF   SPROTT RESOURCE CORP ORD SHS (                       104
SFIN    SAFETEK INTL INC COM STK (USA)                         1
SMDZF   STRATEGIC METALS LTD                                  14
SRGZ    STAR GOLD CORP. NEW COMMON STO                         4
TBTEF   Twin Butte Energy Ltd Ordinary                         4
THTCF   THERATECHNOLOGIES INC SVC                              2
TKECY   Tokyo Electric Power Co Inc Un                         5
TNCGF   TIO Networks Corp Ordinary Sha                         6
USAT    USA Technologies, Inc. New Com                         4
VCIT    VANGUARD INTERMEDIATE-TERM COR                        10
VCLT    VANGUARD LG-TRM CORP BD ETF                            1
YONG    YONGYE INTERNATIONAL, INC. COM                        22
YRCW    YRC WORLDWIDE INC                                     17
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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