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Nasdaq ’Threshold’ Securities for May 12

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                             6
ARREF   AMERIGO RESOURCES LTD                                  3
ARZTY   ARYZTA AG, ZUERICH UNSPONSORED                         3
ATADF   ATAC RESOURCES LTD (CDA)                               6
AUNFF   AURCANA CORP                                          57
AXPW    AXION POWER INTERNATIONAL INC                          8
                                                Consecutive Days
Ticker  Security Name                                    on List
BIB     PROSHARES TRUST - PROSHARES UL                         6
BLOAQ   BLOCKBUSTER INC CL-A                                  21
CABL    CHINA CABLECOM HLDGS LTD ORD S                         4
CAGC    CHINA AGRITECH INC NEW COM STK                        53
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        52
CMFAY   CIMENTS FRANCAIS SP ADR                               10
COWI    CoroWare, Inc. New Common Stoc                         8
CU      FIRST TRUST ISE GLOBAL COPPER                         32
CYRX    CRYOPORT INC NEW COMMON STOCK                          3
DEER    DEER CONSUMER PRODUCTS, INC. N                        39
DQJCY   Don Quijote Co Ltd Unsponsored                         2
GENE    GENETIC TECHS LTD                                      5
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        21
GLRP    GLEN ROSE PETROLEUM CORP COM S                         2
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          6
LEXG    LITHIUM EXPLORATION GROUP, INC                        15
LFVN    Lifevantage Corporation Common                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
LJPCD   LA JOLLA PHARMACEUTICAL CO NEW                         2
LLEN    L & L ENERGY INC COM STK (NV)                         13
LSGGF   LAKE SHORE GOLD CORP                                   5
LTUM    LITHIUM CORPORATION. COMMON ST                         3
MDHI    MEDICAL ALARM CONCEPTS HLDG IN                         4
NEGS    NX GLOBAL, INC. COMMON STOCK                          12
NEOM    NEOMEDIA TECH INC COM STK (DE)                         8
NUSMF   Nautilus Minerals Inc Ordinary                        13
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        78
OPELF   OPEL SOLAR INTERNATIONAL, INC.                        10
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         24
PACQU   PRIME ACQUISITION CORP UTS CON                         6
PRGJ    PRG Group, Inc. Common Stock                          10
PSCH    POWERSHARES S&P SMALLCAP HEALT                         2
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        35
SAVW    SAVWATT USA, INC. COMMON STOCK                        12
SBGSY   Schneider Electric Sa Unsponso                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
SCEI    SINO CLEAN ENERGY INC COM STK                          8
SCOK    SINOCOKING COAL & COKE CHEMICA                         2
SCPZF   SPROTT RESOURCE CORP ORD SHS (                       103
SMDZF   STRATEGIC METALS LTD                                  13
SRGZ    STAR GOLD CORP. NEW COMMON STO                         3
TBTEF   Twin Butte Energy Ltd Ordinary                         3
TCKGY   Thomas Cook Group Plc, Peterbo                         5
THTCF   THERATECHNOLOGIES INC SVC                              1
TKECY   Tokyo Electric Power Co Inc Un                         4
TNCGF   TIO Networks Corp Ordinary Sha                         5
USAT    USA Technologies, Inc. New Com                         3
VCIT    VANGUARD INTERMEDIATE-TERM COR                         9
YONG    YONGYE INTERNATIONAL, INC. COM                        21
YRCW    YRC WORLDWIDE INC                                     16
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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