Nasdaq ’Threshold’ Securities for May 5

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ALQA    ALLIQUA, INC. COMMON STOCK                             1
ANLKY   ALKANE RES LTD SPON ADR (AUS)                         11
ATADF   ATAC RESOURCES LTD (CDA)                               1
AUNFF   AURCANA CORP                                          52
AXPW    AXION POWER INTERNATIONAL INC                          3
BIB     PROSHARES TRUST - PROSHARES UL                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
BLOAQ   BLOCKBUSTER INC CL-A                                  16
CAGC    CHINA AGRITECH INC NEW COM STK                        48
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        47
CHBT    China-Biotics, Inc. Common Sto                        13
CMFAY   CIMENTS FRANCAIS SP ADR                                5
COWI    CoroWare, Inc. New Common Stoc                         3
CU      FIRST TRUST ISE GLOBAL COPPER                         27
DEER    DEER CONSUMER PRODUCTS, INC. N                        34
ELTP    ELITE PHARMACEUTICAL                                   6
EVSOD   Evolution Solar Corp Common St                         2
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        16
GRMH    GRAYMARK HEALTHCARE INC COM ST                         8
ICBU    IMD COMPANIES INC COM STK                              7
ICPW    Ironclad Performance Wear Corp                         4
INDY    ISHARES S&P INDIA NIFTY 50 IND                         4
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          1
LEXG    LITHIUM EXPLORATION GROUP, INC                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
LLEN    L & L ENERGY INC COM STK (NV)                          8
MGWSF   Megawest Energy Corp. Common S                        11
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         6
MSADY   MS&AD INSURANCE GROUP HOLDINGS                         1
MXXH    MATRIXX RESOURCE HOLDINGS INC                          1
NEGS    NX GLOBAL, INC. COMMON STOCK                           7
NEOM    NEOMEDIA TECH INC COM STK (DE)                         3
NSMG    NATIONAL STORM MANAGEMENT INC                          5
NUSMF   Nautilus Minerals Inc Ordinary                         8
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        73
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         3
OPELF   OPEL SOLAR INTERNATIONAL, INC.                         5
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         19
PACQU   PRIME ACQUISITION CORP UTS CON                         1
PFLT    PENNANTPARK FLOATING RATE CAP                          6
PLGTF   PILOT GOLD INC ORD SHS (CDA)                           6
PRGJ    PRG Group, Inc. Common Stock                           5
                                                Consecutive Days
Ticker  Security Name                                    on List
QQXT    FIRST TR NASDAQ -100 EX-TECHNO                         1
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                         13
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        30
SAVW    SAVWATT USA, INC. COMMON STOCK                         7
SCEI    SINO CLEAN ENERGY INC COM STK                          3
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        98
SMDZF   STRATEGIC METALS LTD                                   8
SSVFF   SOUTHERN SILVER EXPLORATION CO                        18
VCIT    VANGUARD INTERMEDIATE-TERM COR                         4
VTWO    VANGUARD RUSSELL 2000 ETF                              2
YONG    YONGYE INTERNATIONAL, INC. COM                        16
YRCW    YRC WORLDWIDE INC                                     11
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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