Nasdaq ’Threshold’ Securities for May 3

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AEZS    AETERNA ZENTARIS INC                                   5
ANLKY   ALKANE RES LTD SPON ADR (AUS)                          9
AUNFF   AURCANA CORP                                          50
AXPW    AXION POWER INTERNATIONAL INC                          1
BLOAQ   BLOCKBUSTER INC CL-A                                  14
CAGC    CHINA AGRITECH INC NEW COM STK                        46
                                                Consecutive Days
Ticker  Security Name                                    on List
CBEH    CHINA INTEGRATED ENG INC COM S                        23
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        45
CHBT    China-Biotics, Inc. Common Sto                        11
CMFAY   CIMENTS FRANCAIS SP ADR                                3
COWI    CoroWare, Inc. New Common Stoc                         1
CSGJE   China Shuangji Cement Ltd New                          5
CU      FIRST TRUST ISE GLOBAL COPPER                         25
DEER    DEER CONSUMER PRODUCTS, INC. N                        32
ECNG    EnergyConnect Group, Inc. Comm                        15
ELTP    ELITE PHARMACEUTICAL                                   4
GENT    GENTIUM SPA ADS                                        7
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        14
GRMH    GRAYMARK HEALTHCARE INC COM ST                         6
ICBU    IMD COMPANIES INC COM STK                              5
ICPW    Ironclad Performance Wear Corp                         2
IMGG    IMAGING3 INC                                           8
INDY    ISHARES S&P INDIA NIFTY 50 IND                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
LEXG    LITHIUM EXPLORATION GROUP, INC                         8
LLEN    L & L ENERGY INC COM STK (NV)                          6
MGWSF   Megawest Energy Corp. Common S                         9
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         4
NEGS    NX GLOBAL, INC. COMMON STOCK                           5
NEOM    NEOMEDIA TECH INC COM STK (DE)                         1
NSMG    NATIONAL STORM MANAGEMENT INC                          3
NUSMF   Nautilus Minerals Inc Ordinary                         6
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        71
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         1
OPELF   OPEL SOLAR INTERNATIONAL, INC.                         3
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         17
ORSCY   ORASCOM CONSTR INDS S A E SPON                        43
PFLT    PENNANTPARK FLOATING RATE CAP                          4
PLGTF   PILOT GOLD INC ORD SHS (CDA)                           4
PRGJ    PRG Group, Inc. Common Stock                           3
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                         11
                                                Consecutive Days
Ticker  Security Name                                    on List
RGLD    ROYAL GOLD INC                                         7
ROYL    ROYALE ENERGY INC                                     41
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        28
SAVW    SAVWATT USA, INC. COMMON STOCK                         5
SCEI    SINO CLEAN ENERGY INC COM STK                          1
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        96
SMDZF   STRATEGIC METALS LTD                                   6
SSVFF   SOUTHERN SILVER EXPLORATION CO                        16
TOLWF   TRICAN WELL SERVICE LTD                                5
VCIT    VANGUARD INTERMEDIATE-TERM COR                         2
VCSH    VANGUARD SHT-TERM CORP BD ETF                         84
VCTY    VIDEOLOCITY INTERNATIONAL INC-                        20
XPRT    LECG CORP                                             15
YONG    YONGYE INTERNATIONAL, INC. COM                        14
YRCW    YRC WORLDWIDE INC                                      9
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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