Nasdaq ’Threshold’ Securities for April 29

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AEZS    AETERNA ZENTARIS INC                                   3
ANLKY   ALKANE RES LTD SPON ADR (AUS)                          7
AUNFF   AURCANA CORP                                          48
BLOAQ   BLOCKBUSTER INC CL-A                                  12
CAGC    CHINA AGRITECH INC NEW COM STK                        44
CBEH    CHINA INTEGRATED ENG INC COM S                        21
                                                Consecutive Days
Ticker  Security Name                                    on List
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        43
CHBT    China-Biotics, Inc. Common Sto                         9
CMFAY   CIMENTS FRANCAIS SP ADR                                1
CSGJE   China Shuangji Cement Ltd New                          3
CU      FIRST TRUST ISE GLOBAL COPPER                         23
DEER    DEER CONSUMER PRODUCTS, INC. N                        30
ECNG    EnergyConnect Group, Inc. Comm                        13
ELTP    ELITE PHARMACEUTICAL                                   2
ENGFF   ENERGULF RESOURCES INC                                26
ETEV    ETHOS ENVIRONMENTAL, INC. (NV)                         7
GENT    GENTIUM SPA ADS                                        5
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        12
GRMH    GRAYMARK HEALTHCARE INC COM ST                         4
ICBU    IMD COMPANIES INC COM STK                              3
IMGG    IMAGING3 INC                                           6
IMZLF   INTERNATIONAL MINERALS CORP                           14
JBAXY   JULIUS BAER GROUP LTD UNSPONSO                        12
                                                Consecutive Days
Ticker  Security Name                                    on List
LDIFF   LANDDRILL INTERNATIONAL INC OR                        33
LEXG    LITHIUM EXPLORATION GROUP, INC                         6
LLEN    L & L ENERGY INC COM STK (NV)                          4
LNDT    LIANDI CLEAN TECH INC COM STK                          7
MGWSF   Megawest Energy Corp. Common S                         7
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         2
NEGS    NX GLOBAL, INC. COMMON STOCK                           3
NSMG    NATIONAL STORM MANAGEMENT INC                          1
NUSMF   Nautilus Minerals Inc Ordinary                         4
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        69
OPELF   OPEL SOLAR INTERNATIONAL, INC.                         1
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         15
ORSCY   ORASCOM CONSTR INDS S A E SPON                        41
PFLT    PENNANTPARK FLOATING RATE CAP                          2
PLGTF   PILOT GOLD INC ORD SHS (CDA)                           2
PRGJ    PRG Group, Inc. Common Stock                           1
PYBX    PLAYBOX (US) INC COM STK (NV)                         19
                                                Consecutive Days
Ticker  Security Name                                    on List
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          9
REED    REEDS, INC. COM STK                                   13
RELM    RELM HOLDINGS INC. COM                                10
RGLD    ROYAL GOLD INC                                         5
ROYL    ROYALE ENERGY INC                                     39
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        26
SAVW    SAVWATT USA, INC. COMMON STOCK                         3
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        94
SMDZF   STRATEGIC METALS LTD                                   4
SSVFF   SOUTHERN SILVER EXPLORATION CO                        14
STVI    SNAP INTERACTIVE INC (DE)                              7
TOLWF   TRICAN WELL SERVICE LTD                                3
VCSH    VANGUARD SHT-TERM CORP BD ETF                         82
VCTY    VIDEOLOCITY INTERNATIONAL INC-                        18
XPRT    LECG CORP                                             13
YONG    YONGYE INTERNATIONAL, INC. COM                        12
YRCW    YRC WORLDWIDE INC                                      7
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.