Nasdaq ’Threshold’ Securities for April 25
By Michael J. Munoz -
2011-04-26T03:20:40Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ANLKY ALKANE RES LTD SPON ADR (AUS) 3
APRI APRICUS BIOSCIENCES, INC COM S 10
AUNFF AURCANA CORP 44
BIB PROSHARES TRUST - PROSHARES UL 5
BLOAQ BLOCKBUSTER INC CL-A 8
CABL CHINA CABLECOM HLDGS LTD ORD S 38
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Consecutive Days
Ticker Security Name on List
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CAGC CHINA AGRITECH INC NEW COM STK 40
CBEH CHINA INTEGRATED ENG INC COM S 17
CCME CHINA MEDIAEXPRESS HOLDINGS IN 39
CCRT COMPUCREDIT HOLDINGS CORPORATI 4
CHBT China-Biotics, Inc. Common Sto 5
CHNCE CHINA INFRASTRUCTURE CONSTRUCT 2
CRXLY CRUCELL N.V. ADS 4
CTSO CYTOSORBENTS CORP COM STK (NV) 7
CU FIRST TRUST ISE GLOBAL COPPER 19
DEER DEER CONSUMER PRODUCTS, INC. N 26
ECCE EAGLE FORD OIL & GAS CORP COM 14
ECNG EnergyConnect Group, Inc. Comm 9
ENAFF ENABLENCE TECHNOLOGIES INC ORD 6
ENGFF ENERGULF RESOURCES INC 22
ETEV ETHOS ENVIRONMENTAL, INC. (NV) 3
GDCRF GOLD CANYON RES INC (F) 8
GENT GENTIUM SPA ADS 1
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Consecutive Days
Ticker Security Name on List
=================================================================
GGCRF SILVERMEX RESOURCES, INC. ORDI 8
HWLT HAWAIIAN TELCOM HOLDCO INC 9
IMGG IMAGING3 INC 2
IMZLF INTERNATIONAL MINERALS CORP 10
JBAXY JULIUS BAER GROUP LTD UNSPONSO 8
KSKTF KISKA METALS CORP ORD SHS (CDA 12
KWICW KENNEDY-WILSON HOLDINGS, INC. 8
LDIFF LANDDRILL INTERNATIONAL INC OR 29
LEXG LITHIUM EXPLORATION GROUP, INC 2
LNDT LIANDI CLEAN TECH INC COM STK 3
MGWSF Megawest Energy Corp. Common S 3
MLLOF MEDALLION RESOURCES LTD 4
MXXH MATRIXX RESOURCE HOLDINGS INC 22
NWMT NEWMARKET TECHNOLOGY INC. COM 65
OPMG OPTIONS MEDIA GROUP HOLDINGS, 11
ORSCY ORASCOM CONSTR INDS S A E SPON 37
POFCY PETROFAC LTD LONDON UNSPON ADR 8
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Consecutive Days
Ticker Security Name on List
=================================================================
PYBX PLAYBOX (US) INC COM STK (NV) 15
QQXT FIRST TR NASDAQ -100 EX-TECHNO 7
QTWW QUANTUM FUEL SYS TECHNOLOGIES 5
REED REEDS, INC. COM STK 9
RELM RELM HOLDINGS INC. COM 6
RGLD ROYAL GOLD INC 1
ROYL ROYALE ENERGY INC 35
RSHYY RUSHYDRO JSC SPONSORED ADR (RU 22
SCPZF SPROTT RESOURCE CORP ORD SHS ( 90
SOHAF SOUTH AMERN SILVER CORP COMMON 14
SSVFF SOUTHERN SILVER EXPLORATION CO 10
STVI SNAP INTERACTIVE INC (DE) 3
SWDBY Swedbank AB Sponsored ADR (Swe 5
THLD THRESHOLD PHARMACEUTICALS INC 22
TLTZY Tele2 AB Unsponsored ADR repre 6
VCSH VANGUARD SHT-TERM CORP BD ETF 78
VCTY VIDEOLOCITY INTERNATIONAL INC- 14
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Consecutive Days
Ticker Security Name on List
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VRZPF VERAZ PETROLEUM LTD ORD SHS (C 8
VTWO VANGUARD RUSSELL 2000 ETF 6
XPRT LECG CORP 9
YONG YONGYE INTERNATIONAL, INC. COM 8
YRCW YRC WORLDWIDE INC 3
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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