Nasdaq ’Threshold’ Securities for April 21

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ANLKY   ALKANE RES LTD SPON ADR (AUS)                          2
APRI    APRICUS BIOSCIENCES, INC COM S                         9
AUNFF   AURCANA CORP                                          43
AZMTF   AZIMUT EXPLORATON INC. COM                             9
BIB     PROSHARES TRUST - PROSHARES UL                         4
BLOAQ   BLOCKBUSTER INC CL-A                                   7
                                                Consecutive Days
Ticker  Security Name                                    on List
CABL    CHINA CABLECOM HLDGS LTD ORD S                        37
CAGC    CHINA AGRITECH INC NEW COM STK                        39
CBEH    CHINA INTEGRATED ENG INC COM S                        16
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        38
CCRT    COMPUCREDIT HOLDINGS CORPORATI                         3
CHBT    China-Biotics, Inc. Common Sto                         4
CRXLY   CRUCELL N.V. ADS                                       3
CTSO    CYTOSORBENTS CORP COM STK (NV)                         6
CU      FIRST TRUST ISE GLOBAL COPPER                         18
DEER    DEER CONSUMER PRODUCTS, INC. N                        25
ECCE    EAGLE FORD OIL & GAS CORP COM                         13
ECNG    EnergyConnect Group, Inc. Comm                         8
ENAFF   ENABLENCE TECHNOLOGIES INC ORD                         5
ENGFF   ENERGULF RESOURCES INC                                21
ETEV    ETHOS ENVIRONMENTAL, INC. (NV)                         2
GDCRF   GOLD CANYON RES INC (F)                                7
                                                Consecutive Days
Ticker  Security Name                                    on List
GGCRF   SILVERMEX RESOURCES, INC. ORDI                         7
HWLT    HAWAIIAN TELCOM HOLDCO INC                             8
IMGG    IMAGING3 INC                                           1
IMZLF   INTERNATIONAL MINERALS CORP                            9
JBAXY   JULIUS BAER GROUP LTD UNSPONSO                         7
KSKTF   KISKA METALS CORP ORD SHS (CDA                        11
KWICW   KENNEDY-WILSON HOLDINGS, INC.                          7
LDIFF   LANDDRILL INTERNATIONAL INC OR                        28
LEXG    LITHIUM EXPLORATION GROUP, INC                         1
LNDT    LIANDI CLEAN TECH INC COM STK                          2
MGWSF   Megawest Energy Corp. Common S                         2
MLLOF   MEDALLION RESOURCES LTD                                3
MXXH    MATRIXX RESOURCE HOLDINGS INC                         21
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        64
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         10
ORSCY   ORASCOM CONSTR INDS S A E SPON                        36
POFCY   PETROFAC LTD LONDON UNSPON ADR                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
PYBX    PLAYBOX (US) INC COM STK (NV)                         14
QQXT    FIRST TR NASDAQ -100 EX-TECHNO                         6
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          4
REED    REEDS, INC. COM STK                                    8
RELM    RELM HOLDINGS INC. COM                                 5
ROYL    ROYALE ENERGY INC                                     34
RSHYY   RUSHYDRO JSC SPONSORED ADR (RU                        21
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        89
SOHAF   SOUTH AMERN SILVER CORP COMMON                        13
SSNF    SUNSHINE FINL INC MD COM (MD)                          5
SSVFF   SOUTHERN SILVER EXPLORATION CO                         9
STVI    SNAP INTERACTIVE INC (DE)                              2
SUPR    SUPERIOR BANCORP COM STK NEW                           9
SWDBY   Swedbank AB Sponsored ADR (Swe                         4
THLD    THRESHOLD PHARMACEUTICALS INC                         21
TLTZY   Tele2 AB Unsponsored ADR repre                         5
UVYZY   URALSVYASINFORM ADR                                   14
                                                Consecutive Days
Ticker  Security Name                                    on List
VCSH    VANGUARD SHT-TERM CORP BD ETF                         77
VCTY    VIDEOLOCITY INTERNATIONAL INC-                        13
VRZPF   VERAZ PETROLEUM LTD ORD SHS (C                         7
VTWO    VANGUARD RUSSELL 2000 ETF                              5
XPRT    LECG CORP                                              8
YONG    YONGYE INTERNATIONAL, INC. COM                         7
YRCW    YRC WORLDWIDE INC                                      2
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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