Nasdaq ’Threshold’ Securities for March 17

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AFLYY   AIR FRANCE-KLM ADS (EA REPTG O                         4
ATTD    ATTITUDE DRINKS INC NEW COM ST                        44
AUNFF   AURCANA CORP                                          18
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         9
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                        10
BSPM    BIOSTAR PHARMACEUTICALS, INC C                         3
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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
CABL    CHINA CABLECOM HLDGS LTD ORD S                        12
CADX    CADENCE PHARMACEUTICALS, INC C                         3
CAGC    CHINA AGRITECH INC NEW COM STK                        14
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        13
CLXM    CLX MED INC NEW COM STK (US)                           1
DBEXF   DIA BRAS EXPL INC ORD SHS (CAN                         2
DCHAF   DACHA STRATEGIC METALS,  INC O                        11
DJSP    DJSP ENTERPRISES INC (VG)                              3
DNPI    DECISIONPOINT SYSTEMS, INC.COM                         1
EVSI    ENVISION SOLAR INTL INC COM ST                         2
FSSIF   FISSION ENERGY CORP COM (CANAD                        19
GBBFF   GOLD BULLION DEVELOPMENT CORP                          3
GLUU    GLU MOBILE INC COM STK (DE)                            4
JBAXY   JULIUS BAER GROUP LTD UNSPONSO                         2
LDIFF   LANDDRILL INTERNATIONAL INC OR                         3
MNDL    NEUMEDIA INC COM STK (DE)                              1
MTLQQ   MOTORS LIQUIDATION CO COM STK                          5
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
NATUF   NORTH AMER TUNGSTEN CORP LTD                           2
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        39
OPELF   OPEL SOLAR INTERNATIONAL, INC.                         4
ORMT    ORMET CORP                                             1
ORSCY   ORASCOM CONSTR INDS S A E SPON                        11
PIVX    PIVX SOLUTIONS INC                                    58
PPERY   PT BANK MANDIRI PERSERO TBK UN                         9
PSPW    PRIME SUN POWER INC. COMMON ST                         8
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         4
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          8
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        40
ROYL    ROYALE ENERGY INC                                      9
RSERF   Reservoir Cap Corp Common shar                         1
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        64
SMNPF   SCORPIO MINING CORP                                   10
SOHAF   SOUTH AMERN SILVER CORP COMMON                         6
SOMX    SOMAXON PHARMACEUTICALS INC                           13
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
VCIT    VANGUARD INTERMEDIATE-TERM COR                         6
VCSH    VANGUARD SHT-TERM CORP BD ETF                         52
VLOV    VLOV Inc. Common Stock                                 3
WOOD    ISHARES S&P GLOBAL TIMBER & FO                         4
XLKS    POWERSHARES S&P SMALLCAP INFOR                         6
YRCW    YRC WORLDWIDE INC                                     14
ZAOFF   ZAIO CORP                                             18
ZIOP    ZIOPHARM ONCOLOGY, INC.                                6
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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