Nasdaq ’Threshold’ Securities for March 15

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFLYY   AIR FRANCE-KLM ADS (EA REPTG O                         2
ARNGF   ARGONAUT GOLD LTD ORD SHS (CDA                         5
ATTD    ATTITUDE DRINKS INC NEW COM ST                        42
AUNFF   AURCANA CORP                                          16
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         7
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         8
                                                Consecutive Days
Ticker  Security Name                                    on List
BSPM    BIOSTAR PHARMACEUTICALS, INC C                         1
CABL    CHINA CABLECOM HLDGS LTD ORD S                        10
CADX    CADENCE PHARMACEUTICALS, INC C                         1
CAGC    CHINA AGRITECH INC NEW COM STK                        12
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        11
CSCTF   CRESCENT POINT ENERGY CORPORAT                         8
DCHAF   DACHA STRATEGIC METALS,  INC O                         9
DJSP    DJSP ENTERPRISES INC (VG)                              1
FSSIF   FISSION ENERGY CORP COM (CANAD                        17
GBBFF   GOLD BULLION DEVELOPMENT CORP                          1
GLUU    GLU MOBILE INC COM STK (DE)                            2
LDIFF   LANDDRILL INTERNATIONAL INC OR                         1
MEGEF   MEG ENERGY CORP COM STK (CANAD                         9
MTLQQ   MOTORS LIQUIDATION CO COM STK                          3
NDVLY   NEW WORLD DEV CO SPONS ADR                             4
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        37
OPELF   OPEL SOLAR INTERNATIONAL, INC.                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
ORSCY   ORASCOM CONSTR INDS S A E SPON                         9
PIVX    PIVX SOLUTIONS INC                                    56
PPERY   PT BANK MANDIRI PERSERO TBK UN                         7
PSID    POSITIVEID CORP COM STK (DE)                           4
PSPW    PRIME SUN POWER INC. COMMON ST                         6
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         2
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          6
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        38
ROYL    ROYALE ENERGY INC                                      7
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        62
SFTBY   Softbank Corp Unsponsored ADR                         13
SMNPF   SCORPIO MINING CORP                                    8
SOHAF   SOUTH AMERN SILVER CORP COMMON                         4
SOMX    SOMAXON PHARMACEUTICALS INC                           11
TRMAQ   TRICO MARINE SERVICES INC NEW                          5
VCIT    VANGUARD INTERMEDIATE-TERM COR                         4
VCSH    VANGUARD SHT-TERM CORP BD ETF                         50
                                                Consecutive Days
Ticker  Security Name                                    on List
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         18
VLOV    VLOV Inc. Common Stock                                 1
VONG    VANGUARD RUSSELL 1000 GROWTH E                         5
WMLLF   WEALTH MINERALS LTD                                   23
WOOD    ISHARES S&P GLOBAL TIMBER & FO                         2
XLKS    POWERSHARES S&P SMALLCAP INFOR                         4
YRCW    YRC WORLDWIDE INC                                     12
ZAOFF   ZAIO CORP                                             16
ZIOP    ZIOPHARM ONCOLOGY, INC.                                4
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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