Nasdaq ’Threshold’ Securities for March 15
By Michael J. Munoz -
2011-03-16T04:50:31Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AFLYY AIR FRANCE-KLM ADS (EA REPTG O 2
ARNGF ARGONAUT GOLD LTD ORD SHS (CDA 5
ATTD ATTITUDE DRINKS INC NEW COM ST 42
AUNFF AURCANA CORP 16
AUTC AUTOCHINA INTERNATIONAL LIMITE 7
BDCO BLUE DOLPHIN ENERGY CO NEW COM 8
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Consecutive Days
Ticker Security Name on List
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BSPM BIOSTAR PHARMACEUTICALS, INC C 1
CABL CHINA CABLECOM HLDGS LTD ORD S 10
CADX CADENCE PHARMACEUTICALS, INC C 1
CAGC CHINA AGRITECH INC NEW COM STK 12
CCME CHINA MEDIAEXPRESS HOLDINGS IN 11
CSCTF CRESCENT POINT ENERGY CORPORAT 8
DCHAF DACHA STRATEGIC METALS, INC O 9
DJSP DJSP ENTERPRISES INC (VG) 1
FSSIF FISSION ENERGY CORP COM (CANAD 17
GBBFF GOLD BULLION DEVELOPMENT CORP 1
GLUU GLU MOBILE INC COM STK (DE) 2
LDIFF LANDDRILL INTERNATIONAL INC OR 1
MEGEF MEG ENERGY CORP COM STK (CANAD 9
MTLQQ MOTORS LIQUIDATION CO COM STK 3
NDVLY NEW WORLD DEV CO SPONS ADR 4
NWMT NEWMARKET TECHNOLOGY INC. COM 37
OPELF OPEL SOLAR INTERNATIONAL, INC. 2
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Consecutive Days
Ticker Security Name on List
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ORSCY ORASCOM CONSTR INDS S A E SPON 9
PIVX PIVX SOLUTIONS INC 56
PPERY PT BANK MANDIRI PERSERO TBK UN 7
PSID POSITIVEID CORP COM STK (DE) 4
PSPW PRIME SUN POWER INC. COMMON ST 6
QADMF QUADRA FNX MNG LTD COM SHS (CD 2
QTWW QUANTUM FUEL SYS TECHNOLOGIES 6
RHIEQ RHI ENTERTAINMENT INC. COM STK 38
ROYL ROYALE ENERGY INC 7
SCPZF SPROTT RESOURCE CORP ORD SHS ( 62
SFTBY Softbank Corp Unsponsored ADR 13
SMNPF SCORPIO MINING CORP 8
SOHAF SOUTH AMERN SILVER CORP COMMON 4
SOMX SOMAXON PHARMACEUTICALS INC 11
TRMAQ TRICO MARINE SERVICES INC NEW 5
VCIT VANGUARD INTERMEDIATE-TERM COR 4
VCSH VANGUARD SHT-TERM CORP BD ETF 50
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Consecutive Days
Ticker Security Name on List
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VGSH VANGUARD SHT-TRM GOVT BD ETF 18
VLOV VLOV Inc. Common Stock 1
VONG VANGUARD RUSSELL 1000 GROWTH E 5
WMLLF WEALTH MINERALS LTD 23
WOOD ISHARES S&P GLOBAL TIMBER & FO 2
XLKS POWERSHARES S&P SMALLCAP INFOR 4
YRCW YRC WORLDWIDE INC 12
ZAOFF ZAIO CORP 16
ZIOP ZIOPHARM ONCOLOGY, INC. 4
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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