Nasdaq ’Threshold’ Securities for March 14

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFLYY   AIR FRANCE-KLM ADS (EA REPTG O                         1
ARNGF   ARGONAUT GOLD LTD ORD SHS (CDA                         4
ATTD    ATTITUDE DRINKS INC NEW COM ST                        41
AUNFF   AURCANA CORP                                          15
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         6
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
CABL    CHINA CABLECOM HLDGS LTD ORD S                         9
CAGC    CHINA AGRITECH INC NEW COM STK                        11
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        10
CSCTF   CRESCENT POINT ENERGY CORPORAT                         7
DCHAF   DACHA STRATEGIC METALS,  INC O                         8
FONE    FIRST TRUST NASDAQ CEA SMARTPH                         9
FSSIF   FISSION ENERGY CORP COM (CANAD                        16
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        74
GLUU    GLU MOBILE INC COM STK (DE)                            1
GOFPY   GREEK ORGANISATION FOOTBALL PR                         5
MEGEF   MEG ENERGY CORP COM STK (CANAD                         8
MLKKF   MERCATOR MINERALS LTD                                  9
MTLQQ   MOTORS LIQUIDATION CO COM STK                          2
MXGFF   MAXIM POWER CORP COM STK NEW (                         6
NDVLY   NEW WORLD DEV CO SPONS ADR                             3
NEGS    NX GLOBAL, INC. COMMON STOCK                           1
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        36
                                                Consecutive Days
Ticker  Security Name                                    on List
NXEZP   NUVEEN ARIZONA DIVIDEND ADVANT                         5
OPELF   OPEL SOLAR INTERNATIONAL, INC.                         1
ORSCY   ORASCOM CONSTR INDS S A E SPON                         8
PIVX    PIVX SOLUTIONS INC                                    55
PPERY   PT BANK MANDIRI PERSERO TBK UN                         6
PSID    POSITIVEID CORP COM STK (DE)                           3
PSPW    PRIME SUN POWER INC. COMMON ST                         5
PWURF   POWERTECH URANIUM CORP COM SHS                        22
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         1
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          5
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        37
ROYL    ROYALE ENERGY INC                                      6
RTRAF   ROMARCO MINERALS INC NEW                               9
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        61
SFTBY   Softbank Corp Unsponsored ADR                         12
SMNPF   SCORPIO MINING CORP                                    7
SOHAF   SOUTH AMERN SILVER CORP COMMON                         3
                                                Consecutive Days
Ticker  Security Name                                    on List
SOMX    SOMAXON PHARMACEUTICALS INC                           10
TRMAQ   TRICO MARINE SERVICES INC NEW                          4
VCIT    VANGUARD INTERMEDIATE-TERM COR                         3
VCSH    VANGUARD SHT-TERM CORP BD ETF                         49
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         17
VONG    VANGUARD RUSSELL 1000 GROWTH E                         4
VXUS    VANGUARD STAR FD VANGUARD TOTA                        21
WMLLF   WEALTH MINERALS LTD                                   22
WOOD    ISHARES S&P GLOBAL TIMBER & FO                         1
XLKS    POWERSHARES S&P SMALLCAP INFOR                         3
YRCW    YRC WORLDWIDE INC                                     11
ZAOFF   ZAIO CORP                                             15
ZIOP    ZIOPHARM ONCOLOGY, INC.                                3
ZTHO    Z TRIM HLDGS Z TRIM HLDGS INC                         10
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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