Nasdaq ’Threshold’ Securities for March 11

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARNGF   ARGONAUT GOLD LTD ORD SHS (CDA                         3
ATTD    ATTITUDE DRINKS INC NEW COM ST                        40
AUNFF   AURCANA CORP                                          14
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         5
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         6
CABL    CHINA CABLECOM HLDGS LTD ORD S                         8
                                                Consecutive Days
Ticker  Security Name                                    on List
CAGC    CHINA AGRITECH INC NEW COM STK                        10
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         9
CDELB   CITADEL BROADCASTING CORP  COM                         7
CSCTF   CRESCENT POINT ENERGY CORPORAT                         6
DCHAF   DACHA STRATEGIC METALS,  INC O                         7
EXCX    THE EMPIRE SPORTS AND ENTERTAI                        11
FONE    FIRST TRUST NASDAQ CEA SMARTPH                         8
FSSIF   FISSION ENERGY CORP COM (CANAD                        15
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        73
GOFPY   GREEK ORGANISATION FOOTBALL PR                         4
IFAS    ISHRS FTSE EPRA/NAREIT ASIA IN                         6
MEGEF   MEG ENERGY CORP COM STK (CANAD                         7
MLKKF   MERCATOR MINERALS LTD                                  8
MTLQQ   MOTORS LIQUIDATION CO COM STK                          1
MXGFF   MAXIM POWER CORP COM STK NEW (                         5
NDVLY   NEW WORLD DEV CO SPONS ADR                             2
NEGSE   NX GLOBAL, INC. COMMON STOCK                           4
                                                Consecutive Days
Ticker  Security Name                                    on List
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        35
NXEZP   NUVEEN ARIZONA DIVIDEND ADVANT                         4
ORSCY   ORASCOM CONSTR INDS S A E SPON                         7
PIVX    PIVX SOLUTIONS INC                                    54
PPERY   PT BANK MANDIRI PERSERO TBK UN                         5
PSID    POSITIVEID CORP COM STK (DE)                           2
PSPW    PRIME SUN POWER INC. COMMON ST                         4
PWURF   POWERTECH URANIUM CORP COM SHS                        21
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          4
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        36
ROYL    ROYALE ENERGY INC                                      5
RTRAF   ROMARCO MINERALS INC NEW                               8
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        60
SFTBY   Softbank Corp Unsponsored ADR                         11
SLHVF   STEALTH VENTURES LTD (CANADA)                         27
SMNPF   SCORPIO MINING CORP                                    6
SOHAF   SOUTH AMERN SILVER CORP COMMON                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
SOMX    SOMAXON PHARMACEUTICALS INC                            9
TRMAQ   TRICO MARINE SERVICES INC NEW                          3
VCIT    VANGUARD INTERMEDIATE-TERM COR                         2
VCSH    VANGUARD SHT-TERM CORP BD ETF                         48
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         16
VONG    VANGUARD RUSSELL 1000 GROWTH E                         3
VXUS    VANGUARD STAR FD VANGUARD TOTA                        20
WMLLF   WEALTH MINERALS LTD                                   21
XLKS    POWERSHARES S&P SMALLCAP INFOR                         2
YRCW    YRC WORLDWIDE INC                                     10
ZAOFF   ZAIO CORP                                             14
ZIOP    ZIOPHARM ONCOLOGY, INC.                                2
ZTHO    Z TRIM HLDGS Z TRIM HLDGS INC                          9
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.